Marshall F. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshall Fields Campbell JR, who also goes by Marsh Campbell Jr, Marsh Campbell, Marshall Fields Campbell Sr, was a registered financial professional .
Marshall is a previously registered financial professional and started their career in finance in 1970. Marshall had worked at 24 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2001 - May 30, 2002
KC MAY SECURITIES CORP.
November 22, 1999 - April 18, 2001
C. L. KING & ASSOCIATES, INC.
March 21, 1998 - December 31, 1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 31, 1997 - March 16, 1998
STIFEL INDEPENDENT ADVISORS, LLC
January 30, 1996 - August 28, 1996
MESIROW FINANCIAL, INC.
April 7, 1995 - December 15, 1995
EARLYBIRDCAPITAL, INC.
August 4, 1994 - April 7, 1995
COMMONWEALTH ASSOCIATES
May 5, 1993 - August 4, 1994
SCOTT & STRINGFELLOW, INC.
August 18, 1992 - April 20, 1993
BAIRD, PATRICK & CO., INC.
November 19, 1991 - August 25, 1992
JOSEPHTHAL & CO., INC.
July 12, 1991 - September 4, 1991
RAUSCHER PIERCE REFSNES, INC.
August 6, 1990 - June 7, 1991
WEDBUSH SECURITIES INC.
October 6, 1989 - June 25, 1990
W.H. NEWBOLD'S SON & CO., INC.
August 9, 1989 - September 13, 1989
FIRST UNION CAPITAL MARKETS CORP.
December 11, 1986 - August 7, 1989
BUTCHER & SINGER INC.
January 3, 1986 - December 8, 1986
JOHNSON RESEARCH & CAPITAL INCORPORATED
July 10, 1985 - November 11, 1985
A. G. EDWARDS & SONS, INC.
February 7, 1985 - July 15, 1985
BURGESS & LEITH INCORPORATED
December 19, 1975 - January 31, 1985
ADVEST, INC.
November 26, 1974 - December 19, 1975
ROSS, STEBBINS INC.
June 13, 1974 - November 24, 1974
PURCELL GRAHAM INCORPORATED
February 13, 1974 - July 14, 1974
R. W. PRESSPRICH & CO. INCORPORATED
September 29, 1971 - December 13, 1971
SHIELDS MODEL ROLAND INCORPORATED
June 23, 1970 - December 13, 1971
ESTABROOK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/16/1958
Registered Representative ExaminationCurrent Firm
KC MAY SECURITIES CORP.
CRD#: 17833 / SEC#: , 8-35804
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JESUP & LAMONT GROUP HOLDINGS INC. | OWNER | |
| CURD, HOWARD FRANCIS | PRESIDENT, CEO | 1786714 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
