Luther C. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luther Clyde Campbell JR, who also goes by Bob Campbell, was a registered financial professional .
Luther is a previously registered financial professional and started their career in finance in 1971. Luther had worked at 12 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1996 - September 29, 1997
CIBC WORLD MARKETS CORP.
February 16, 1994 - December 31, 1994
MONTANO SECURITIES CORPORATION
April 17, 1993 - November 2, 1993
TRINITY AFFILIATES SECURITIES CORPORATION
June 18, 1984 - July 1, 1992
ENEX SECURITIES CORPORATION
August 4, 1981 - December 27, 1982
SOUTHMARK FINANCIAL SERVICES, INC.
April 13, 1981 - December 27, 1982
SOUTHMARK CAPITAL RESOURCE
July 20, 1977 - May 1, 1981
OMNI-SECURITIES, INC.
May 26, 1975 - October 5, 1983
LORD ABBETT DISTRIBUTOR LLC
July 8, 1974 - June 5, 1975
ROTAN MOSLE INC.
June 6, 1973 - August 15, 1974
ADA SECURITIES CORPORATION
March 18, 1971 - June 30, 1973
AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.
February 23, 1971 - April 30, 1973
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/18/1961
Registered Representative ExaminationSeries 00
Date: 12/20/1969
General Securities Principal ExaminationCurrent Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
