David C. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Calvin Campbell SR, who also goes by David Calvin Campbell, was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1968. David had worked at 9 firms and has passed the Series 63, Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2002 - December 31, 2002
IFG NETWORK SECURITIES, INC.
October 15, 2002 - March 8, 2005
FINANCIAL SYNERGIES ADVISORY INC
January 30, 2001 - October 17, 2002
IFG ADVISORY SERVICES INC
April 27, 1992 - October 17, 2002
IFG NETWORK SECURITIES, INC.
July 8, 1988 - May 28, 1992
DERAND/PENNINGTON/BASS, INC.
February 16, 1978 - July 8, 1988
FINANCIAL SYNERGIES EQUITIES, INC.
July 8, 1976 - January 27, 1978
THE INCOME BUILDERS, INC.
December 13, 1974 - July 22, 1976
VP DISTRIBUTORS LLC
October 30, 1974 - November 29, 1974
ADVANTAGE CAPITAL CORPORATION
October 10, 1968 - November 18, 1974
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/2/1968
Registered Representative ExaminationF04
Date: 12/23/1977
Financial Principal ExaminationSeries 00
Date: 5/16/1973
General Securities Principal ExaminationCurrent Firm
IFG NETWORK SECURITIES, INC.
CRD#: 19948 / SEC#: , 8-37937
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTORS FINANCIAL PLANNING, INC. | HOLDING COMPANY | |
| DUNSTAN, RICHARD VAUGHAN | VICE PRESIDENT/SECRETARY/CROP | 1632092 |
| DUNSTAN, RICHARD VAUGHAN | MUNICIPAL PRINCIPAL | 1632092 |
| HARRISON, BRETT LAMAR | COO, SENIOR VICE PRESIDENT | 4032238 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| MCEVOY, PATRICK HENRY | PRESIDENT, CEO | 1796543 |
| RESSLER, SANDER JAMES | CCO | 1455553 |
| STEWART, EVERETT PAUL JR | VICE PRESIDENT/TREASURER/FINOP | 2025188 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
