Peter J. Cammarano

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CRD#: 38955

Professional summary

Peter Joseph Cammarano was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Peter is a previously registered financial professional and started their career in finance in 1972. Prior to being barred, Peter had worked at 10 firms, which includes SIGNAL SECURITIES INC., MOMENTUM INDEPENDENT NETWORK INC., WELLS FARGO CLEARING SERVICES LLC, LOVETT UNDERWOOD NEUHAUS & WEBB INC., UNDERWOOD NEUHAUS & CO. INCORPORATED, INTEGRATED RESOURCES EQUITY CORPORATION, ROBERT W. BAIRD & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY DW INC., REYNOLDS SECURITIES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 13, 1994 - October 27, 1998

SIGNAL SECURITIES, INC.

CRD#: 15916

FORT WORTH, TX

Past

October 31, 1991 - April 19, 1994

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

September 4, 1990 - October 31, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 13, 1989 - September 4, 1990

LOVETT UNDERWOOD NEUHAUS & WEBB, INC.

CRD#: 22540

Past

August 11, 1989 - November 13, 1989

UNDERWOOD, NEUHAUS & CO., INCORPORATED

CRD#: 839

HOUSTON, TX

Past

November 13, 1985 - August 7, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 25, 1984 - October 17, 1985

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Past

October 18, 1983 - July 6, 1984

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

January 19, 1973 - November 22, 1983

MORGAN STANLEY DW INC.

CRD#: 7556

Past

December 26, 1972 - February 24, 1978

REYNOLDS SECURITIES, INC.

CRD#: 712

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNAL SECURITIES, INC.

CRD#: 15916 / SEC#: 801-63630, 8-32948

RIA

Registered Investment Advisory firm - SEC (11/4/2004 Approved)

Arizona

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

California

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/12/2001 Cancelled)

Louisiana

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

Michigan

Registered Investment Advisory firm - SEC (12/15/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

Texas

Registered Investment Advisory firm - SEC (9/16/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/3/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 10/27/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 1

Date: 12/18/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/17/1980

Registered Options Principal Examination

Principal/Supervisory Exam

Series 40

Date: 1/8/1976

Registered Principal Examination

Current Firm

SIGNAL SECURITIES, INC.

CRD#: 15916 / SEC#: 801-63630, 8-32948

RIA

Registered Investment Advisory firm - SEC (11/4/2004 Approved)

Arizona

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

California

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/12/2001 Cancelled)

Louisiana

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

Michigan

Registered Investment Advisory firm - SEC (12/15/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

Texas

Registered Investment Advisory firm - SEC (9/16/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (11/5/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

700 Throckmorton Street, Fort Worth, TX 76102

Mailing Address

700 Throckmorton Street, Fort Worth, TX 76102-5036

Phone number

(817) 877-4256

Established

Texas since 09/24/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SIGNAL ADV BROCHURE 2025 (3/7/2025)

Direct owners and executive officers

Name	Position	CRD#
SINGLETON, IVAN JERRY	EXE CHRM, TREAS, DIR: JOINTLY OWNED W/CARLA WRIGHT	1249354
WRIGHT, CARLA BETH	DIR, CORP SEC: JOINTLY OWNED WITH JERRY SINGLETON	1888192
SNOW, CHRISTOPHER RICHARD	CEO, ROSFP, DIR, MSP	2790759
KORNS, CHASE MARSHALL	CCO	6792936
MENGIS, JANET LEE	CFO

Regulatory assets under management

Total Number of Accounts	1,832
AUM (Assets Under Management)	$ 599,186,467

Disclosures

Regulatory Event	3
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter J. Cammarano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MOMENTUM INDEPENDENT NETWORK INC.

WELLS FARGO CLEARING SERVICES, LLC

LOVETT UNDERWOOD NEUHAUS & WEBB, INC.

UNDERWOOD, NEUHAUS & CO., INCORPORATED

INTEGRATED RESOURCES EQUITY CORPORATION

ROBERT W. BAIRD & CO. INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

REYNOLDS SECURITIES, INC.

Primary Firm SEC Registration

SIGNAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/3/1982

Series 5

Date: 10/27/1981

Series 1

Date: 12/18/1972

Series 4

Date: 5/17/1980

Series 40

Date: 1/8/1976

Current Firm

SIGNAL SECURITIES, INC.

Contact information

SEC notice filing (16 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SIGNAL SECURITIES, INC.

TRUST BUT VERIFY

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