Thomas W. Cameron

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CRD#: 38912

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas William Lane Cameron, who also goes by Thomas W.l. Cameron, Tom Cameron, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1966. Thomas had worked at 7 firms and has passed the Series 66 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas W.l. Cameron | Tom Cameron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 2, 2004 - November 4, 2014

DIVIDEND ASSETS CAPITAL, LLC

RIA

CRD#: 129973

RIDGELAND, SC

Past

March 16, 2004 - March 3, 2008

INVESTORS CAPITAL CORP.

CRD#: 30613

RIDGELAND, SC

Past

June 16, 2000 - April 8, 2004

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

October 14, 1988 - June 30, 2000

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

February 6, 1986 - October 14, 1988

JOHNSON, LANE, SPACE, SMITH & CO., INC.

CRD#: 472

Past

February 16, 1983 - June 5, 1992

SOVEREIGN ADVISERS, INC.

CRD#: 13104

Past

April 8, 1966 - February 22, 1986

HOPPER SOLIDAY & CO., INC.

CRD#: 409

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/16/1986

Uniform Securities Agent State Law Examination

Current Firm

DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

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Contact information

Main Address

58 Riverwalk Blvd., Ridgeland, SC 29936-8126

Mailing Address

Phone number

(843) 645-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAC ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	739
AUM (Assets Under Management)	$ 620,050,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas W. Cameron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DIVIDEND ASSETS CAPITAL, LLC

INVESTORS CAPITAL CORP.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

WACHOVIA SECURITIES, INC.

JOHNSON, LANE, SPACE, SMITH & CO., INC.

SOVEREIGN ADVISERS, INC.

HOPPER SOLIDAY & CO., INC.

Primary Firm SEC Registration

DIVIDEND ASSETS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2003

Series 63

Date: 4/16/1986

Current Firm

DIVIDEND ASSETS CAPITAL, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVIDEND ASSETS CAPITAL, LLC

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