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JC

John Boyle Callery Jr

CRD# 38668·Registered 1953 - 1999
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Boyle Callery JR was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1953 - 1999. John had worked at 4 firms and has passed the Series 12 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

73 years in the financial services industry

Current & Past Employments

PRUDENTIAL-AMERICAN SECURITIES, INC.·CRD# 6369
BD
Pasadena, CA
January 2, 1990 - June 30, 1999
ADVEST, INC.·CRD# 10
BD
Hartford, CT
September 30, 1989 - December 22, 1989
NEWHARD, COOK & CO. INCORPORATED·CRD# 619
BD
St. Louis, MO
October 25, 1973 - September 30, 1989
MITCHUM, JONES & TEMPLETON INCORPORATED·CRD# 584
BD
February 20, 1953 - November 25, 1973

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Current Firm

PS
PRUDENTIAL-AMERICAN SECURITIES, INC.

PRUDENTIAL-AMERICAN SECURITIES, INC.

CRD#: 6369 / SEC#: 8-17349
BD
Terminated by SEC on 02/08/2011

Contact Information

Established

California since 06/23/1972

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
BATATIAN, MARK MANNYPRESIDENT, CHIEF COMPLIANCE OFFICER14556
MACCAFERRI, VITTORIOEXECUTIVE VICE PRESIDENT315638

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 12 — NYSE Branch Manager Examination

Passed Jan 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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