John B. Callery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Boyle Callery JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1953. John had worked at 4 firms and has passed the Series 12 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1990 - June 30, 1999
PRUDENTIAL-AMERICAN SECURITIES, INC.
September 30, 1989 - December 22, 1989
ADVEST, INC.
October 25, 1973 - September 30, 1989
NEWHARD, COOK & CO. INCORPORATED
February 20, 1953 - November 25, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
State Registrations and Notice Filings
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Exams
Series 12
Date: 1/17/1973
NYSE Branch Manager ExaminationCurrent Firm
PRUDENTIAL-AMERICAN SECURITIES, INC.
CRD#: 6369 / SEC#: , 8-17349
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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