Thomas D. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Daniel Callahan, who also goes by Thomas D Callahan, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1973. Thomas had worked at 4 firms and has passed the Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 1973 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
September 11, 1973 - July 3, 2006
IDS LIFE INSURANCE COMPANY
September 11, 1973 - June 17, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
February 26, 1973 - November 19, 1973
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/20/1973
Registered Representative ExaminationCurrent Firm
AMERICAN EXPRESS FINANCIAL CORPORATION
CRD#: 6320 / SEC#: , 8-31250
Contact information
Documents
Red Flags
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Company Information
AMERICAN EXPRESS FINANCIAL CORPORATION
Financial AdvisorCRD#: 6320TRUST BUT VERIFY
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