Daniel E. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Edward Callahan, who also goes by Dan Callahan, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1968. Daniel had worked at 9 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2017 - December 31, 2020
CALLAHAN ADVISORS, LLC
January 1, 1999 - March 7, 2017
CALLAHAN CAPITAL MANAGEMENT
January 17, 1996 - May 26, 1998
SPECTRUM SECURITIES, INC.
January 30, 1990 - December 26, 1995
D.E. FREY & COMPANY, INC.
December 2, 1985 - February 14, 1990
PRUDENTIAL EQUITY GROUP, LLC
June 21, 1982 - December 10, 1985
DAIN RAUSCHER INCORPORATED
April 25, 1975 - July 9, 1982
E. F. HUTTON & COMPANY INC
May 10, 1972 - March 16, 1973
BRANDT ZWICK & CO INC
December 2, 1968 - June 12, 1972
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/4/1988
AMEX Put and Call ExamSeries 1
Date: 6/17/1959
Registered Representative ExaminationCurrent Firm
CALLAHAN ADVISORS, LLC
CRD#: 285628 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
