John Peter Calamos Sr.
Professional Summary
John Peter Calamos Sr., who also goes by John Peter Calamos, is a registered financial advisor currently at CALAMOS ADVISORS LLC located in Naperville, Illinois and CALAMOS WEALTH MANAGEMENT LLC located in Naperville, Illinois. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. John has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, Series 52TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Peter Calamos
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
55 years in the financial services industry
Current & Past Employments
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Current Firm
CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS
Contact Information
Main Address
2020 Calamos Court, Naperville, IL 60563-2787Phone Number
(630) 245-7200# of Employees
300SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,957AUM (Assets Under Management)
$43,888,328,733Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS
State Registrations and Notice Filings
(7/13/1993)
(8/18/2000)
(8/6/1987)
(7/12/1993)
(1/15/1988)
(7/12/1993)
(7/19/1993)
(8/7/1987)
(7/12/1993)
(7/16/1993)
(7/15/1993)
(7/7/1987)
(1/6/2015)
(7/12/1993)
(7/13/1993)
(3/29/1993)
(7/15/1993)
(7/13/1993)
(1/7/1994)
(7/12/1993)
(7/12/1993)
(7/12/1993)
(7/13/1993)
(1/10/1994)
(7/14/1993)
(7/13/1993)
(3/29/1993)
(7/12/1993)
(1/22/1998)
(2/22/1988)
(7/12/1993)
(7/12/1993)
(7/13/1993)
(1/1/1988)
(7/13/1993)
(7/12/1993)
(7/12/1993)
(7/30/1993)
(7/12/1993)
(4/25/1995)
(8/5/1987)
(10/21/1993)
(7/26/1993)
(3/29/1993)
(1/29/1988)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 1 — Registered Representative Examination
Passed Nov 1971F04 — Financial Principal Examination
Passed Apr 1977Series 40 — Registered Principal Examination
Passed Dec 1976SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view John Peter Calamos Sr.'s CRS (Customer Relationship Summary).
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