JC
John P. Calamos Sr.
CALAMOS ADVISORS LLC
NAPERVILLE, IL 60563-2787
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CRD#: 38210
JC
Professional summary
John Peter Calamos Sr., who also goes by John Peter Calamos, is a registered financial advisor currently at CALAMOS ADVISORS LLC located in Naperville, Illinois and CALAMOS WEALTH MANAGEMENT LLC located in Naperville, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. John has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, Series 52TO, SIE, Series 1, Series 27, Series 53, Series 24, Series 4, F04 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Peter Calamos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Illinois Institute of Technology, 10 West 35th Street Chicago, IL 60616-3793. Illinois Institute of Technology is a private, technology-focused, research university offering undergraduate and graduate degrees in engineering, science, architecture, business, design, human sciences, applied technology, and law. This is not investment related. As a Member of the Board of Trustees my duties include attending board meetings to serve and manage the affairs of Illinois Institute of Technology. I have been associated with Illinois Institute of Technology since 01/2014. I anticipate spending 1 hour per month on this activity and zero hours per month during trading hours. I am not compensated for this activity. The FAITH Endowment: An Endowment for Orthodoxy and Hellenism. 499 Park Avenue, New York, NY 10022. I am a member of the Investment Committee since January 2013, and this activity is investment related. I anticipate spending 1 hour per month on this activity and 1 during trading hours. My duties include participating in monthly remote investment committee meetings to review the Endowment's investment strategy and policy, oversee portfolio performance, and monitor investment risk levels. I am not compensated for this activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Peter Calamos Sr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2015 - Present
CALAMOS ADVISORS LLC
Office #1: 2020 Calamos Court, Naperville, IL 60563-2787RIA
CRD#: 105758
NAPERVILLE, IL
Current
January 23, 2015 - Present
CALAMOS WEALTH MANAGEMENT LLC
Office #1: 2020 Calamos Court, Naperville, IL 60563-2787RIA
CRD#: 143490
NAPERVILLE, IL
Current
July 15, 1987 - Present
CALAMOS FINANCIAL SERVICES LLC
Office #1: 2020 Calamos Court, Naperville, IL 60563BD
CRD#: 19850
NAPERVILLE, IL
Past
March 19, 1993 - January 5, 2015
CALAMOS ADVISORS LLC
RIA
CRD#: 105758
NAPERVILLE, IL
Past
June 17, 1977 - September 17, 1987
NODDINGS AND ASSOCIATES, INC.
BD
CRD#: 7411
Past
June 4, 1976 - July 11, 1977
WOOLARD & COMPANY INCORPORATED
BD
CRD#: 906
Past
October 6, 1975 - July 18, 1976
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
BD
CRD#: 412
Past
October 23, 1974 - October 30, 1975
BACHE & CO INCORPORATED
BD
CRD#: 7058
Past
March 27, 1974 - November 2, 1974
LOEB RHOADES & CO
BD
CRD#: 1000003
Past
July 2, 1973 - May 26, 1974
DUPONT WALSTON, INCORPORATED
BD
CRD#: 870
Past
December 1, 1971 - April 23, 1976
DUPONT GLORE FORGAN INCORPORATED
BD
CRD#: 325
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CALAMOS ADVISORS LLC
CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS
CRD#: 105758 / SEC#: 801-29688
RIA
Registered Investment Advisory firm - (5/29/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/13/1993)
RR
Arkansas(8/18/2000)
RR
California(8/6/1987)
RR
Colorado(7/12/1993)
RR
Connecticut(1/15/1988)
RR
Delaware(7/12/1993)
RR
District of Columbia(7/19/1993)
RR
Florida(8/7/1987)
RR
Georgia(7/12/1993)
RR
Hawaii(7/16/1993)
RR
Idaho(7/15/1993)
RR
Illinois(7/7/1987)
IAR
Illinois(1/6/2015)
RR
Indiana(7/12/1993)
RR
Iowa(7/13/1993)
RR
Kansas(3/29/1993)
RR
Kentucky(7/15/1993)
RR
Louisiana(7/13/1993)
RR
Maine(1/7/1994)
RR
Maryland(7/12/1993)
RR
Massachusetts(7/12/1993)
RR
Michigan(7/12/1993)
RR
Minnesota(7/13/1993)
RR
Mississippi(1/10/1994)
RR
Missouri(7/14/1993)
RR
Montana(7/13/1993)
RR
Nebraska(3/29/1993)
RR
Nevada(7/12/1993)
RR
New Hampshire(1/22/1998)
RR
New Jersey(2/22/1988)
RR
New Mexico(7/12/1993)
RR
New York(7/12/1993)
RR
North Carolina(7/13/1993)
RR
Ohio(1/1/1988)
RR
Oklahoma(7/13/1993)
RR
Oregon(7/12/1993)
RR
Pennsylvania(7/12/1993)
RR
Rhode Island(7/30/1993)
RR
South Carolina(7/12/1993)
RR
South Dakota(4/25/1995)
RR
Texas(8/5/1987)
RR
Utah(10/21/1993)
RR
Virginia(7/26/1993)
RR
Washington(3/29/1993)
RR
Wisconsin(1/29/1988)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/19/1971
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
F04
Date: 4/6/1977
Financial Principal ExaminationPrincipal/Supervisory Exam
RR
Series 40
Date: 12/29/1976
Registered Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
CA
CALAMOS ADVISORS LLC
CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS
CRD#: 105758 / SEC#: 801-29688
RIA
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Contact information
Main Address
2020 Calamos Court, Naperville, IL 60563-2787
Mailing Address
Phone number
(630) 245-7200
Established
Firm type
Fiscal year end
# of Employees
257
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,662 |
| AUM (Assets Under Management) | $ 38,184,222,669 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
