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Silas W. Cain

Some features on this profile are disabled
CRD#: 38133
SC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Silas Winfield Cain was a registered financial professional .

Silas is a previously registered financial professional and started their career in finance in 1990. Silas had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 5, 1990 - February 17, 2022

MOUNT VERNON ASSOCIATES INC

RIA
CRD#: 107099
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MV
MOUNT VERNON ASSOCIATES INC
MOUNT VERNON ASSOCIATES INC

CRD#: 107099 / SEC#: 801-26821

RIA
Registered Investment Advisory firm - (3/24/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

MV
MOUNT VERNON ASSOCIATES INC
MOUNT VERNON ASSOCIATES INC

CRD#: 107099 / SEC#: 801-26821

RIA
Registered Investment Advisory firm - (3/24/1986 Approved)
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Contact information

Main Address
575 S Charles Street, Ste 401, Baltimore, MD 21201
Mailing Address
Phone number
(410) 377-9780
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2 ADV 2024 (2/7/2025)

Regulatory assets under management

Total Number of Accounts126
AUM (Assets Under Management)$ 234,447,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOUNT VERNON ASSOCIATES INC

CRD#: 107099

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