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WB

William P. Byrne

Some features on this profile are disabled
CRD#: 37708
WB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Paul Byrne was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1974. William had worked at 12 firms and has passed the Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 17, 2021 - December 31, 2024

HAZARD & SIEGEL ADVISORY SERVICES LLC

RIA
CRD#: 151462
Camillus, NY
Past

August 24, 2004 - December 31, 2006

NEWMAN, LADD CAPITAL, INC.

BD
CRD#: 38841
SYRACUSE, NY
Past

May 11, 2004 - December 31, 2017

HAZARD & SIEGEL, INC.

BD
CRD#: 2048
CAMILLUS, NY
Past

September 7, 2001 - May 11, 2004

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
HOLBROOK, NY
Past

May 13, 1996 - September 17, 2001

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

July 3, 1990 - May 9, 1996

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

BD
CRD#: 2864
BRYAN, OH
Past

July 28, 1989 - July 3, 1990

LCP CAPITAL CORP.

BD
CRD#: 14469
STATEN ISLAND, NY
Past

November 16, 1984 - August 1, 1989

SECO WEST LIMITED

BD
CRD#: 7637
WILLIAMSVILLE, NY
Past

February 3, 1983 - December 5, 1984

PENNSYLVANIA SECURITIES COMPANY

BD
CRD#: 7667
Past

July 1, 1982 - July 2, 1990

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

June 17, 1976 - July 2, 1990

HOME LIFE INSURANCE COMPANY

BD
CRD#: 4184
Past

February 24, 1975 - June 21, 1976

F. L. PUTNAM & COMPANY, INC.

BD
CRD#: 6305
Past

May 1, 1974 - July 2, 1990

HOME LIFE INSURANCE COMPANY

BD
CRD#: 4184

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA
Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/29/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 4/24/1974
Registered Representative Examination

Current Firm

H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA
Registered Investment Advisory firm - (10/26/2009 Approved)
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Contact information

Main Address
5793 Widewaters Parkway, Dewitt, NY 13214
Mailing Address
P.o. Box 157, Dewitt, NY 13214-0157
Phone number
(315) 414-0722
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts294
AUM (Assets Under Management)$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462

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