BR
Benjamin S. Rinkey
ILLUMINATION WEALTH MANAGEMENT
Rancho Mirage, CA
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CRD#: 377023
BR
Professional summary
Benjamin Samuel Rinkey, who also goes by Ben Rinkey, is a registered financial advisor currently at ILLUMINATION WEALTH MANAGEMENT located in Rancho Mirage, California.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Benjamin has worked at 8 firms and has passed the Series 65, Series 63, PC, Series 18, Series 1 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Rinkey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SUMMIT BREWING CO. DIRECTOR AND CHAIRMAN OF STRATEGIC PLANNING COMMITTEE AND TREASURER. 1996 TO PRESENT. EIGHT HOURS PER MONTH. BEER MANUFACTURING COMPANY.
GLOBALBRIDGE ADVISORS, INC., DIRECTOR 2009 TO PRESENT. 15 HOURS PER MONTH. INVESTMENT MANAGEMENT COMPANY
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Samuel Rinkey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2014 - Present
ILLUMINATION WEALTH MANAGEMENT
RIA
CRD#: 149576
Rancho Mirage, CA
Past
April 1, 2014 - December 1, 2016
BEN RINKEY AND ASSOCIATES, LLC
RIA
CRD#: 166531
MINNEAPOLIS, MN
Past
September 4, 2012 - November 20, 2013
GLOBALBRIDGE
RIA
CRD#: 111538
MINNEAPOLIS, MN
Past
June 26, 2002 - September 7, 2004
COLLIERS SECURITIES LLC
BD
CRD#: 7477
MINNEAPOLIS, MN
Past
September 30, 1997 - July 24, 2000
COLLIERS SECURITIES LLC
BD
CRD#: 7477
MINNEAPOLIS, MN
Past
May 27, 1997 - September 30, 1997
DOUGHERTY DAWKINS LLC
BD
CRD#: 7442
MINNEAPOLIS, MN
Past
May 17, 1995 - May 21, 1997
VOYAGEUR INVESTMENTS, INC.
BD
CRD#: 22544
Past
May 21, 1976 - March 15, 1995
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
September 6, 1972 - March 18, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
BD
CRD#: 766
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
ILLUMINATION WEALTH MANAGEMENT
ILLUMINATION WEALTH | RINKEY INVESTMENTS | NAME 804 | ILLUMINATION WEALTH MANAGEMENT
CRD#: 149576 / SEC#: 801-122912
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)California
Registered Investment Advisory firm - (1/22/2022 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2021 Terminated)Florida
Registered Investment Advisory firm - (12/23/2021 Terminated)Illinois
Registered Investment Advisory firm - (1/12/2022 Terminated)Minnesota
Registered Investment Advisory firm - (12/23/2021 Terminated)New York
Registered Investment Advisory firm - (12/23/2021 Terminated)Texas
Registered Investment Advisory firm - (12/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/10/2014)
IAR
Florida(11/30/2017)
IAR
Minnesota(4/9/2014)
IAR
Texas(5/21/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
PC
Date: 9/6/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 18
Date: 5/13/1976
Securities Industry Rules and Regulations ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 9/1/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
Series 40
Date: 7/20/1978
Registered Principal ExaminationCurrent Firm
IW
ILLUMINATION WEALTH MANAGEMENT
ILLUMINATION WEALTH | RINKEY INVESTMENTS | NAME 804 | ILLUMINATION WEALTH MANAGEMENT
CRD#: 149576 / SEC#: 801-122912
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)California
Registered Investment Advisory firm - (1/22/2022 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2021 Terminated)Florida
Registered Investment Advisory firm - (12/23/2021 Terminated)Illinois
Registered Investment Advisory firm - (1/12/2022 Terminated)Minnesota
Registered Investment Advisory firm - (12/23/2021 Terminated)New York
Registered Investment Advisory firm - (12/23/2021 Terminated)Texas
Registered Investment Advisory firm - (12/23/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11622 El Camino Real Suite 100, San Diego, CA 92130
Mailing Address
Phone number
(858) 246-6855
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 377,317,683 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
