Arthur Ringuette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Ringuette, who also goes by Arthur Lowell Ringuette, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1970. Arthur had worked at 8 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 1993 - October 5, 2021
A. RINGUETTE & CO.
May 19, 1992 - December 31, 1995
SUNAMERICA SECURITIES, INC.
May 24, 1983 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 14, 1982 - August 30, 1982
MHA FINANCIAL CORP
November 28, 1981 - June 29, 1982
TOWNSLEY ASSOCIATES
November 7, 1973 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 15, 1973 - December 19, 1973
WORLD CAPITAL BROKERAGE, INC.
March 8, 1972 - March 12, 1973
USLIFE EQUITY SALES CORP
August 27, 1970 - March 28, 1972
INTERNATIONAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/15/1960
Registered Representative ExaminationSeries 00
Date: 7/15/1972
General Securities Principal ExaminationCurrent Firm
A. RINGUETTE & CO.
CRD#: 126655 / SEC#:
Contact information
Red Flags
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