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MR

Mark Vayda Rickabaugh

CRD# 376104·Registered 1994 - 2015
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Vayda Rickabaugh was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1994 - 2015. Mark had worked at 1 firm and has passed the Series 63, Series 65, Series 2 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

ANCHOR CAPITAL ADVISORS LLC·CRD# 105540
RIA
Boston, MA
April 8, 1994 - May 5, 2015

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Current Firm

AC
ANCHOR CAPITAL ADVISORS LLC

ANCHOR CAPITAL ADVISORS INC | ANCHOR/RUSSELL WEALTH ADVISORS | ANCHOR CAPITAL ADVISORS LLC

CRD#: 105540 / SEC#: 801-18930
RIA
Registered Investment Advisory firm - SEC (5/12/1983 Approved)

Contact Information

Main Address

Two International Place Suite 2110, Boston, MA 02110-4104

Phone Number

(617) 338-3800

# of Employees

42

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ANCHOR CAPITAL ADVISORS LLC (3/16/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,632

AUM (Assets Under Management)

$2,373,821,053

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/13/2026Cover PageReport
09/10/2025Cover PageReport
07/08/2024Cover PageReport
07/24/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ANCHOR CAPITAL ADVISORS LLC

ANCHOR CAPITAL ADVISORS INC | ANCHOR/RUSSELL WEALTH ADVISORS | ANCHOR CAPITAL ADVISORS LLC

CRD#: 105540 / SEC#: 801-18930
RIA
Registered Investment Advisory firm - SEC (5/12/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1991About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1991About the Series 65 exam

Series 2 — Non-Member General Securities Examination

Passed Dec 1991

Series 1 — Registered Representative Examination

Passed Nov 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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