Theodore P. Allocca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Paul Allocca SR, who also goes by Theodore P Allocca Sr, Theodore P Allocca, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1969. Theodore had worked at 11 firms and has passed the F04 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2003 - April 4, 2005
TRIDENT PARTNERS LTD.
November 7, 2002 - February 7, 2003
GLENN MICHAEL FINANCIAL, INC.
March 23, 1994 - October 14, 2002
COMPREHENSIVE CAPITAL CORPORATION
May 14, 1990 - March 11, 1993
INVESTORS ASSOCIATES, INC.
August 2, 1982 - March 8, 1990
G. K. SCOTT & CO., INC.
July 6, 1977 - August 25, 1978
PROGRESSIVE SECURITIES CORP.
February 7, 1974 - March 27, 1990
TOWER SQUARE SECURITIES, INC.
November 20, 1973 - March 8, 1974
BACHE & CO INCORPORATED
November 2, 1972 - March 2, 1977
VERAVEST INVESTMENTS, INC.
August 18, 1970 - May 16, 1973
TOWER SQUARE SECURITIES, INC.
July 18, 1969 - June 3, 1974
ADAMS & WHITNEY SECURITIES CORP.
March 25, 1969 - April 2, 1977
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 3/14/1977
Financial Principal ExaminationCurrent Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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