Edward L. Byrd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Lodel Byrd was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1970. Edward had worked at 8 firms and has passed the Series 63, Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 1996 - June 29, 2007
BROOKSTREET SECURITIES CORPORATION
July 20, 1995 - January 15, 1996
GLOBAL STRATEGIES GROUP, INC.
August 8, 1994 - June 14, 1995
COLUMBUS FINANCIAL, INC.
May 24, 1993 - July 13, 1994
CAMELOT INVESTMENT CORP.
September 4, 1990 - June 28, 1991
WELLS FARGO CLEARING SERVICES, LLC
January 6, 1988 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
July 16, 1987 - January 1, 1988
DREYFUS BROKERAGE SERVICES, INC.
December 21, 1970 - June 30, 1987
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/23/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 12/14/1970
Registered Representative ExaminationCurrent Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
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