Stanley Richards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Richards was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1968. Stanley had worked at 6 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1989 - November 28, 1989
MARSHALL DAVIS, INC.
January 24, 1986 - March 23, 1989
J. W. GANT & ASSOCIATES, INC.
October 14, 1976 - January 6, 1986
SECO SECURITIES, INC.
March 7, 1973 - October 4, 1976
INSTITUTIONAL SECURITIES OF COLORADO, INC.
December 11, 1970 - March 23, 1973
B. J. LEONARD AND COMPANY, INC.
April 11, 1968 - January 10, 1971
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/3/1968
Registered Representative ExaminationCurrent Firm
MARSHALL DAVIS, INC.
CRD#: 16278 / SEC#: , 8-33619
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
