James H. Byers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Homer Byers was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1972. James had worked at 16 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2011 - January 13, 2017
PROSPERITY ECONOMICS PARTNERS, LLC
July 23, 2007 - December 13, 2007
INSPHERE SECURITIES, INC.
October 1, 2004 - December 31, 2005
THE O.N. EQUITY SALES COMPANY
July 3, 2002 - May 23, 2003
AMERITAS INVESTMENT COMPANY, LLC
January 18, 2002 - April 19, 2002
PARK AVENUE SECURITIES LLC
October 2, 2000 - August 16, 2001
AURA FINANCIAL SERVICES, INC.
November 10, 1999 - October 11, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
May 9, 1997 - February 1, 1999
THE O.N. EQUITY SALES COMPANY
August 10, 1993 - April 9, 1997
1717 CAPITAL MANAGEMENT COMPANY
June 23, 1993 - August 12, 1993
CADARET, GRANT & CO., INC.
May 5, 1993 - February 26, 1998
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
August 5, 1991 - October 27, 1992
TITAN/VALUE EQUITIES GROUP, INC.
January 2, 1991 - January 24, 1991
LASALLE ST SECURITIES, L.L.C.
October 9, 1989 - December 31, 1990
HISTORIC SQUARE EQUITIES, INCORPORATED
April 27, 1987 - October 20, 1989
OSAIC FS, INC.
August 30, 1984 - May 8, 1987
TITAN/VALUE EQUITIES GROUP, INC.
June 17, 1982 - September 26, 1984
OSAIC FS, INC.
December 30, 1974 - November 28, 1980
VP DISTRIBUTORS LLC
June 19, 1973 - February 7, 1975
1717 CAPITAL MANAGEMENT COMPANY
April 19, 1972 - December 24, 1972
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/12/1972
Registered Representative ExaminationCurrent Firm
PROSPERITY ECONOMICS PARTNERS, LLC
CRD#: 148122 / SEC#: 801-69706
Contact information
Red Flags
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