Eugene T. Ricchetti

VALMARK ADVISERS

INDEPENDENCE, OH 44131

Some features on this profile are disabled

CRD#: 375150

Professional summary

Eugene Thomas Ricchetti is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Independence, Ohio and VALMARK SECURITIES, INC. located in Independence, Ohio.

Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Eugene has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DIRECTOR, R.W. BECKETT CORP. RESPONSIBLE FOR GOVERNMENT REPORTING, RECORD KEEPING AND EMPLOYEE COMMUNICATION FOR LESS THEN 5 QUALIFED PLANS. ALSO, RECEIVE FEES FOR PLAN TERMINATION, RESTATEMENTS OF PLANS, IRS AUDITS AND OTHER RELATED Q.P. ACTIVITIES. THIRD PARTY ADMINISTRATION FEES. LEGAL FEES POSSIBLE./// 2) THE FEDELI GROUP, INDEPENDENT CONTRACTOR, TRAIL REVENUE FROM SALE OF DISABILITY POLICIES.///

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Thomas Ricchetti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2002 - Present

VALMARK ADVISERS, INC.

Office #1: 5005 Rockside Road Suite 1200, Independence, OH 44131

RIA

CRD#: 108050

INDEPENDENCE, OH

Current

October 2, 1997 - Present

VALMARK SECURITIES, INC.

Office #1: The Crown Center Building 5005 Rockside Road, Suite 500, Independence, OH 44131

CRD#: 31243

Independence, OH

Past

May 20, 1992 - November 10, 1997

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

November 19, 1989 - May 21, 1992

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 18, 1984 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

January 11, 1983 - June 20, 1984

VESTAX SECURITIES CORPORATION

CRD#: 10332

Past

January 21, 1977 - November 18, 1982

FIRST CLEVELAND INVESTMENTS, INC.

CRD#: 3928

Past

July 22, 1971 - February 21, 1977

NORTH STAR EQUITIES COMPANY

CRD#: 4241

Past

July 22, 1971 - July 27, 1987

THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY

CRD#: 2797

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/20/2024)

California
(5/13/2005)

Illinois
(1/17/2006)

Indiana
(3/21/2012)

Iowa
(8/8/2017)

New York
(12/3/2012)

Ohio
(10/2/1997)

IAR

Ohio
(10/29/2002)

Pennsylvania
(11/18/2004)

Texas
(3/29/2011)

Virginia
(3/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/17/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 7/17/1971

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333

Mailing Address

Phone number

(800) 765-5201

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALMARK ADVISERS WEALTH MANAGEMENT SOLUTIONS ADV PART 2A APPENDIX 1-WRAP FEE PROGRAM BROCHURE (6/16/2025)

VALMARK ADVISERS, INC SEC FORM 2A FIRM BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	19,096
AUM (Assets Under Management)	$ 8,379,181,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

Andrew Crock

STRATEGIC ADVISERS LLC

IAR

NORTH OLMSTED, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eugene T. Ricchetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Thomas Ricchetti's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

VESTAX SECURITIES CORPORATION

FIRST CLEVELAND INVESTMENTS, INC.

NORTH STAR EQUITIES COMPANY

THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

VALMARK ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/2004

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 7/17/1971

FINRA

Current Firm

VALMARK ADVISERS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALMARK ADVISERS, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors