William M. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Reynolds, who also goes by Michael William Reynolds, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1974. William had worked at 6 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1995 - April 10, 1995
SOUTH BEACH SECURITIES, INC.
April 3, 1989 - September 2, 1993
REYNOLDS KENDRICK STRATTON, INC.
August 14, 1986 - August 19, 1989
JP MICHAEL CO.
January 22, 1981 - June 17, 1986
MAIN STREET SECURITIES, INC.
April 29, 1974 - July 8, 1981
EDWARD BROWN SECURITIES, INC.
January 11, 1974 - May 22, 1974
BOYNTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/4/1974
Registered Representative ExaminationCurrent Firm
SOUTH BEACH SECURITIES, INC.
CRD#: 15130 / SEC#: , 8-31690
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NOLA, LLC | SHAREHOLDER | |
| NOVACK, RICHARD CLARENCE | CHIEF FINANCIAL OFFICER | 1041888 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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