Faye R. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Faye Reid Reynolds, CFP®, who also goes by Faye Ann Reynolds, was a registered financial professional .
Faye is a previously registered financial professional and started their career in finance in 1981. Faye had worked at 8 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1979
Experience
August 25, 2017 - December 14, 2017
FIRST CANTERBURY SECURITIES, INC.
February 26, 2015 - June 12, 2015
INNOVATION PARTNERS LLC
January 19, 2015 - June 12, 2015
INNOVATION PARTNERS LLC
December 18, 2007 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 18, 1996 - December 31, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 18, 1996 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 4, 1993 - March 18, 1996
IFG NETWORK SECURITIES, INC.
July 17, 1989 - December 31, 1992
PLANNED INVESTMENTS INC.
March 4, 1988 - July 6, 1989
FSC SECURITIES CORPORATION
December 24, 1987 - March 11, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 9, 1981 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/6/1967
Registered Representative ExaminationCurrent Firm
FIRST CANTERBURY SECURITIES, INC.
CRD#: 13121 / SEC#: , 8-29446
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JENNISON, RAYMOND ELLIS JR | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 867502 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
