Philip C. Restino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Charles Restino was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1969. Philip had worked at 5 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 1984 - March 16, 1999
LEGEND INVESTMENT MANAGEMENT INC.
September 22, 1982 - October 11, 1983
FSC SECURITIES CORPORATION
August 28, 1981 - February 23, 1982
SOUTHMARK FINANCIAL SERVICES, INC.
August 26, 1969 - January 5, 1994
LEGEND CAPITAL CORPORATION
February 10, 1969 - December 22, 1971
DONALD W COLLIMS COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/2/1968
Registered Representative ExaminationSeries 00
Date: 7/8/1969
General Securities Principal ExaminationCurrent Firm
LEGEND INVESTMENT MANAGEMENT INC.
CRD#: 14454 / SEC#: , 8-30612
Contact information
Documents
Red Flags
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