Charles E. Resch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Resch, who also goes by Chuck Resch, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1973. Charles had worked at 7 firms and has passed the Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2009 - July 25, 2023
HAZARD & SIEGEL, INC.
February 21, 1997 - October 5, 2009
TOWER SQUARE SECURITIES, INC.
November 22, 1994 - June 20, 1996
SUNAMERICA SECURITIES, INC.
August 22, 1991 - November 15, 1994
F & G SECURITIES, INC.
January 5, 1989 - May 28, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 16, 1982 - June 8, 1988
PRUCO SECURITIES, LLC.
December 11, 1973 - June 23, 1988
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 12/4/1973
Registered Representative ExaminationCurrent Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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