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Lawrence Stephen Repace

CRD# 374260·Registered 1970 - 1991
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Stephen Repace was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1970 - 1991. Lawrence had worked at 13 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

INVESTORS ASSOCIATES, INC.·CRD# 958
BD
February 7, 1991 - April 1, 1991
L.M. DREW & ASSOCIATES·CRD# 16368
BD
August 1, 1990 - October 5, 1990
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
March 16, 1990 - May 11, 1990
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
December 12, 1988 - June 19, 1989
INDIVIDUAL'S SECURITIES LTD.·CRD# 7279
BD
July 27, 1988 - November 8, 1988
LEVCO SECURITIES CORP.·CRD# 15483
BD
February 6, 1988 - July 18, 1988
M. RIMSON & CO., INC.·CRD# 5250
BD
May 9, 1986 - September 28, 1987
KOBRIN SECURITIES, INC.·CRD# 10204
BD
September 2, 1983 - March 26, 1986
PATTEN SECURITIES CORP.·CRD# 8210
BD
September 28, 1982 - July 22, 1983
MOORE & SCHLEY, CAMERON & CO.·CRD# 6917
BD
April 8, 1981 - June 2, 1982
PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
April 25, 1979 - May 24, 1981
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
November 4, 1974 - April 9, 1979
MAYFLOWER SECURITIES CO., INC.·CRD# 562
BD
March 27, 1974 - April 2, 1975
WALL STREET INVESTORS, INC.·CRD# 5388
BD
December 1, 1971 - May 11, 1974
MAYFLOWER SECURITIES CO., INC.·CRD# 562
BD
March 26, 1970 - February 21, 1972

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Current Firm

IA
INVESTORS ASSOCIATES, INC.

INVESTORS ASSOCIATES, INC.

CRD#: 958 / SEC#: 8-15007
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

New Jersey since 06/16/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1979About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Mar 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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