Tyrone J. Rennicke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyrone James Rennicke was a registered financial professional .
Tyrone is a previously registered financial professional and started their career in finance in 1971. Tyrone had worked at 7 firms and has passed the Series 65, Series 63, PC, Series 000, Series 1, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2002 - December 31, 2006
AFS BROKERAGE, INC.
October 9, 1993 - December 5, 2002
MORGAN STANLEY DW INC.
July 31, 1993 - October 15, 1993
CITIGROUP GLOBAL MARKETS INC.
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
October 3, 1975 - February 19, 1979
THE MILWAUKEE COMPANY
November 1, 1973 - October 29, 1975
B. C. ZIEGLER AND COMPANY
May 10, 1971 - December 5, 1973
THE MILWAUKEE COMPANY
April 28, 1971 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/1/1977
AMEX Put and Call ExamSeries 000
Date: 4/28/1971
General Securities Principal ExaminationSeries 1
Date: 4/28/1971
Registered Representative ExaminationSeries 12
Date: 6/19/1982
NYSE Branch Manager ExaminationCurrent Firm
AFS BROKERAGE, INC.
CRD#: 25924 / SEC#: , 8-42170
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AFS HOLDINGS CORP. | DIRECT OWNER | |
| HURWITZ, DONALD CLIFFORD | PRESIDENT, CEO | 2934017 |
| KOCZERA, LYNN COLTON | CHIEF FINANCIAL OFFICER; FIN OP | 1065105 |
| LAYNE, CYNTHIA ANNE | MUNICIPALS PRINCIPAL | 1441222 |
| LAYNE, CYNTHIA ANNE | SROP | 1441222 |
| LAYNE, CYNTHIA ANNE | MANAGER OF OPERATIONS/SUPERVISOR | 1441222 |
| SHADE, KENNETH EUGENE | CROP | 3259826 |
| SHADE, KENNETH EUGENE | EXECUTIVE VICE PRESIDENT | 3259826 |
| SHADE, KENNETH EUGENE | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | 3259826 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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