Millard R. Renner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Millard R Renner, who also goes by Shorty Renner, was a registered financial professional .
Millard is a previously registered financial professional and started their career in finance in 1969. Millard had worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2013 - August 3, 2015
FORESTERS EQUITY SERVICES, INC.
January 6, 2006 - December 31, 2012
FORTUNE FINANCIAL SERVICES, INC.
February 24, 2003 - December 31, 2005
LEGACY ADVISORY SERVICES, INC.
July 11, 2002 - December 31, 2005
LEGACY FINANCIAL SERVICES, INC.
June 12, 1998 - July 2, 2002
FSC SECURITIES CORPORATION
February 15, 1977 - June 12, 1998
LINCOLN INVESTMENT
April 27, 1976 - February 12, 1977
GORDON H DICKINSON & CO., INC.
April 1, 1975 - May 22, 1976
WARREN W YORK & COMPANY
October 28, 1969 - April 20, 1975
GORDON H DICKINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/6/1967
Registered Representative ExaminationCurrent Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
