Philip J. Renison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Joseph Renison, who also goes by Phil Renison, Philip Joseph Renison Jr, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1974. Philip had worked at 10 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2016 - October 16, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 11, 2011 - November 19, 2015
G.F. INVESTMENT SERVICES, LLC
November 9, 2006 - November 1, 2010
WOODBURY FINANCIAL SERVICES, INC.
May 14, 2002 - December 31, 2005
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2001 - May 17, 2002
OSAIC FS, INC.
December 3, 1998 - March 6, 2001
OGILVIE SECURITY ADVISORS CORPORATION
March 31, 1995 - December 3, 1998
OSAIC FS, INC.
February 11, 1991 - November 30, 1994
SECO WEST LIMITED
April 19, 1989 - February 1, 1991
COBURN & MEREDITH, INC.
November 30, 1988 - April 25, 1989
SOURCE SECURITIES, INC.
August 3, 1983 - December 6, 1988
MHA FINANCIAL CORP
March 18, 1974 - May 26, 1983
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 3/14/1974
Registered Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
