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Giandomenico Antonio Rende

CRD# 374093·Registered 1966 - 2006
Previously Registered: Being a previously registered professional could mean that Giandomenico is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Giandomenico Antonio Rende, who also goes by Rende John Giandomenico, Giandomenico Rende, John Rende, was a registered financial advisor. Giandomenico was a previously registered financial professional and started their career in finance 1966 - 2006. Giandomenico had worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 1, Series 53, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rende John Giandomenico, Giandomenico Rende, John Rende

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

60 years in the financial services industry

Current & Past Employments

GBS FINANCIAL CORP.·CRD# 16906
BD
Santa Rosa, CA
November 20, 2003 - September 19, 2006
CELADON FINANCIAL GROUP LLC·CRD# 36538
BD
Morristown, NJ
January 10, 2002 - November 21, 2003
FIELD LOGAN & CO., LLC·CRD# 44409
BD
Greenbrae, CA
March 20, 1998 - December 31, 2001
EMMETT A LARKIN COMPANY, INC.·CRD# 6625
BD
San Francisco, CA
April 24, 1997 - November 24, 1997
WELLS FARGO SECURITIES INC.·CRD# 17438
BD
San Francisco, CA
May 3, 1994 - February 3, 1997
ECONOVEST·CRD# 14008
BD
November 14, 1983 - October 23, 1985
CALIFORNIA SECURITIES CORP.·CRD# 10270
BD
January 13, 1982 - March 25, 1994
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
September 16, 1977 - February 2, 1982
BACHE HALSEY STUART INC.·CRD# 7238
BD
August 27, 1976 - September 16, 1977
BACHE & CO INCORPORATED·CRD# 7058
BD
February 27, 1976 - August 27, 1976
BACHE & CO., INCORPORATED·CRD# 66
BD
October 25, 1966 - February 27, 1976

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Current Firm

GF
GBS FINANCIAL CORP.

GBS ADVISORS | GBS FINANCIAL CORPORATION | GBS FINANCIAL CORP.

CRD#: 16906 / SEC#: 801-60744, 8-34631
BD
Terminated by SEC on 02/11/2014

Contact Information

Established

California since 07/23/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GLOISTEN, DONALD GERARDCHIEF EXECUTIVE OFFICER223175
GLOISTEN, GERARD PAULPRESIDENT2579962
KINKADE, STEPHEN ROYFINANCIAL AND OPERATION PRINCIPAL833549
MORRILL, LYNN SUECHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL1031518

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1981About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1998About the Series 3 exam

Series 1 — Registered Representative Examination

Passed Oct 1966

Series 53 — Municipal Securities Principal Examination

Passed Jan 1982About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1981About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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