Dennis B. Reiter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Bernard Reiter was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1971. Dennis had worked at 11 firms and has passed the Series 63, Series 1, Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2001 - December 31, 2003
FIRST AMERICAN SECURITIES, INC.
May 20, 1994 - November 10, 1999
TUSCHNER & COMPANY, INC.
February 9, 1993 - September 9, 1993
PRENTICE SECURITIES, INCORPORATED
July 21, 1992 - February 12, 1993
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
July 5, 1989 - August 19, 1992
PROTECTIVE GROUP SECURITIES CORPORATION
March 3, 1989 - July 12, 1989
INFOMAX SECURITIES, INC.
July 18, 1986 - November 9, 1988
KIMBRIDGE & CO., INC.
March 27, 1986 - July 16, 1986
TWIN CITY SECURITIES, INC.
November 27, 1984 - March 27, 1986
KIMBRIDGE & CO., INC.
February 29, 1984 - August 15, 1984
MONARCH SECURITIES, INC.
April 6, 1983 - January 26, 1984
HARGITT INVESTMENT SERVICES, INC.
October 18, 1974 - February 12, 1982
PROTECTIVE GROUP SECURITIES CORPORATION
April 15, 1971 - May 9, 1974
EXECUTIVE INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/8/1971
Registered Representative ExaminationF04
Date: 9/19/1974
Financial Principal ExaminationSeries 00
Date: 9/19/1974
General Securities Principal ExaminationCurrent Firm
FIRST AMERICAN SECURITIES, INC.
CRD#: 35841 / SEC#: 801-61017, 8-47094
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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