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AB

Anthony J. Buttimer

Some features on this profile are disabled
CRD#: 37377
AB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Joseph Buttimer was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1969. Anthony had worked at 10 firms and has passed the Series 63, Series 000 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 16, 1985 - October 16, 1986

BLACKSTOCK & CO., INC.

BD
CRD#: 8469
Past

May 29, 1984 - April 8, 1985

CRALIN & CO., INC.

BD
CRD#: 7605
Past

June 2, 1983 - June 14, 1984

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

June 25, 1981 - June 18, 1983

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

April 15, 1980 - June 22, 1981

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

July 21, 1978 - April 24, 1980

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

February 24, 1978 - July 30, 1978

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

September 6, 1977 - February 24, 1978

REYNOLDS SECURITIES, INC.

BD
CRD#: 712
Past

July 16, 1975 - October 14, 1977

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
Past

May 1, 1969 - August 23, 1975

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/28/1979
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 000
Date: 4/25/1969
General Securities Principal Examination
General Industry/Product Exam
RR
Series 1
Date: 4/25/1969
Registered Representative Examination

Current Firm

B&
BLACKSTOCK & CO., INC.
BLACKSTOCK & CO., INC.

CRD#: 8469 / SEC#: , 8-25376

BD
Cancelled by FINRA on 05/13/1988
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 09/17/1980
Firm type
Corporation
Fiscal year end
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLACKSTOCK & CO., INC.

CRD#: 8469

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