Edward J. Reinoso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward John Reinoso, who also goes by E J Reinoso, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1972. Edward had worked at 5 firms and has passed the Series 63, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2006 - April 15, 2024
CASTLETON PARTNERS, LLC
February 20, 1986 - December 6, 2007
REINOSO & COMPANY, INCORPORATED
July 10, 1972 - August 30, 1979
J.P. MORGAN SECURITIES LLC
January 19, 1972 - July 8, 1972
LEHMAN BROTHERS INCORPORATED
January 13, 1972 - February 4, 1986
L. F. ROTHSCHILD & CO. INCORPORATED
Primary Firm SEC Registration
CASTLETON PARTNERS, LLC
CRD#: 140873 / SEC#: 801-66975
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 1/13/1972
General Securities Principal ExaminationSeries 1
Date: 1/13/1972
Registered Representative ExaminationCurrent Firm
CASTLETON PARTNERS, LLC
CRD#: 140873 / SEC#: 801-66975
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 139,341,118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
