John S. Reinhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Sumner Reinhart was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2009 - December 31, 2016
SPC
January 5, 2009 - December 31, 2018
SIGMA FINANCIAL CORPORATION
April 3, 2006 - December 31, 2008
OPPENHEIMER & CO. INC.
March 5, 1999 - December 31, 2008
OPPENHEIMER & CO. INC.
June 4, 1974 - March 11, 1999
FIFTH THIRD SECURITIES, INC.
September 12, 1972 - July 4, 1974
CHARLES A PARCELLS & CO
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/7/1972
Registered Representative ExaminationSeries 12
Date: 10/18/1983
NYSE Branch Manager ExaminationCurrent Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
