Carl H. Reinhardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Heinz Reinhardt was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1969. Carl had worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2018 - July 1, 2020
RNP ADVISORY SERVICES, INC.
December 8, 2016 - March 31, 2020
SECURITIES AMERICA, INC.
December 18, 2008 - December 8, 2016
FOOTHILL SECURITIES, INC.
March 19, 2008 - December 31, 2017
RNP ADVISORY SERVICES, INC.
December 16, 2005 - December 17, 2008
EPLANNING SECURITIES, INC.
September 1, 2004 - December 31, 2005
RNP ADVISORY SERVICES, INC.
September 27, 1999 - December 31, 2004
THE O.N. EQUITY SALES COMPANY
January 14, 1999 - January 10, 2005
LWI FINANCIAL INC.
January 1, 1999 - January 6, 2005
LORING WARD SECURITIES INC.
September 29, 1993 - January 1, 1999
REINHARDT WERBA BOWEN SECURITIES, INC.
March 16, 1992 - October 1, 1993
OSAIC WEALTH, INC.
November 19, 1989 - July 30, 1991
OSAIC WEALTH, INC.
April 14, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 26, 1977 - March 31, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
January 3, 1977 - February 13, 1977
ARM SECURITIES CORPORATION
December 27, 1973 - August 2, 1991
THE O.N. EQUITY SALES COMPANY
March 16, 1972 - January 6, 1974
GREEN HILL FINANCIAL SERVICE CORPORATION
June 17, 1969 - April 13, 1972
INDEPENDENT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/10/1969
Registered Representative ExaminationSeries 40
Date: 9/26/1978
Registered Principal ExaminationCurrent Firm
RNP ADVISORY SERVICES, INC.
CRD#: 113354 / SEC#: 801-60884
Contact information
Red Flags
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