William J. Reinert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Reinert BILL, who also goes by Bill Reinert, Wacky Reinert, William John Reinert, William Reinert, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 18 firms and has passed the Series 63, SIE, Series 000 and Series 1 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2017 - May 1, 2017
INDEPENDENT INVESTMENT BANKERS, CORP.
December 3, 2014 - March 31, 2015
INDEPENDENT INVESTMENT BANKERS, CORP.
January 2, 2013 - November 18, 2014
CROSS POINT CAPITAL LLC
November 16, 2009 - July 10, 2012
BUCKMAN, BUCKMAN & REID, INC.
April 6, 2006 - November 12, 2009
RAYMOND JAMES & ASSOCIATES, INC.
December 1, 2005 - April 6, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 8, 2004 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
September 28, 1993 - September 10, 2004
GLEACHER & COMPANY SECURITIES, INC.
August 24, 1993 - September 15, 1993
GLEACHER & COMPANY SECURITIES, INC.
June 18, 1993 - August 30, 1993
ALEX. BROWN & SONS INCORPORATED
April 23, 1991 - June 8, 1993
GLEACHER & COMPANY SECURITIES, INC.
May 5, 1987 - April 1, 1991
ALEX. BROWN & SONS INCORPORATED
March 15, 1984 - October 14, 1985
PRUDENTIAL EQUITY GROUP, LLC
February 22, 1982 - February 27, 1984
BECKER PARIBAS INCORPORATED
January 24, 1980 - March 10, 1982
LEHMAN BROTHERS INC.
December 18, 1978 - May 23, 1980
THOMSON MCKINNON SECURITIES INC.
April 14, 1978 - January 18, 1979
E. F. HUTTON & COMPANY INC
January 20, 1978 - May 10, 1978
LOEB PARTNERS
January 4, 1977 - January 20, 1978
LOEB RHOADES & CO. INC.
May 20, 1974 - January 4, 1977
LOEB, RHOADES & CO. INC.
May 3, 1971 - June 6, 1974
STONE & WEBSTER SECURITIES CORPORATION
June 11, 1970 - May 2, 1971
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 5/23/1974
General Securities Principal ExaminationSeries 1
Date: 6/8/1970
Registered Representative ExaminationCurrent Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
