Michael D. Reiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dennis Reiner was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1970. Michael had worked at 15 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 5, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1998 - August 21, 2025
R.W.PRESSPRICH & CO.
February 7, 1997 - December 10, 1997
SBC WARBURG DILLON READ INC.
June 25, 1991 - January 20, 1997
ABN AMRO SECURITIES LLC
June 29, 1990 - May 31, 1991
INVESCO CAPITAL MARKETS, INC.
March 2, 1989 - May 18, 1990
PRESCOTT, BALL & TURBEN, INC.
August 30, 1984 - March 7, 1989
FINANCIAL SQUARE PARTNERS
February 8, 1983 - January 18, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 28, 1982 - January 28, 1983
BECKER PARIBAS INCORPORATED
March 19, 1980 - September 7, 1982
MOSELEY SECURITIES CORPORATION
March 13, 1978 - April 16, 1980
S & A REALIZATION CORP.
November 29, 1977 - February 16, 1978
R. W. PRESSPRICH & CO. INCORPORATED
October 28, 1975 - December 3, 1976
CIBC WORLD MARKETS CORP.
August 29, 1973 - December 5, 1975
THE DAIWA SECURITIES COMPANY AMERICA INC
August 16, 1971 - August 9, 1973
WARBURG-PARIBAS, INC.
July 1, 1970 - August 22, 1971
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 5
Date: 9/30/1982
Interest Rate Options ExaminationSeries 1
Date: 6/22/1970
Registered Representative ExaminationSeries 00
Date: 2/13/1975
General Securities Principal ExaminationCurrent Firm
R.W.PRESSPRICH & CO.
CRD#: 26460 / SEC#: , 8-42547
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAPPA, EDWARD JOSEPH | CHAIRMAN (04/2009) AND CHIEF EXECUTIVE OFFICER (04/1990) | 371101 |
| CALVO, JOSEPH ANTHONY JR | DIRECTOR (01/2006), SENIOR MANAGING DIRECTOR (10/2018), PRESIDENT (04/2009) AND CHIEF OPERATING OFFICER (04/2009) | 1391692 |
| CARROLL, JOHN EDWARD III | DIRECTOR (06/2009), SENIOR MANAGING DIRECTOR (10/2018) AND CHIEF ADMINISTRATIVE OFFICER (10/2021) | 2134481 |
| CAUMARTIN, RENAUD PHILIPPE | SENIOR MANAGING DIRECTOR | 3266876 |
| MILSTEIN, LAWRENCE JOSHUA | DIRECTOR (06/2009) AND SENIOR MANAGING DIRECTOR (10/2018) | 2279858 |
| BURNS, TIMOTHY LEE | SENIOR MANAGING DIRECTOR (10/2018), DIRECTOR, AND, CCO (07/2022) | 36429 |
| CHEN, WAYNE H | FINOP | 4779449 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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