Jeanine Clare Heller
Professional Summary
Jeanine Clare Heller, who also goes by Jean Heller, Jeanie Heller, Jeanine Clare Reime, is a registered financial advisor currently at SMITH, MOORE & CO. located in Clayton, Missouri. Jeanine is registered as a RR (Registered Representative) and started their career in finance in 1972. Jeanine has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 87, Series 16, PC, Series 000, Series 1, Series 4, Series 12 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jean Heller, Jeanie Heller, Jeanine Clare Reime
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
54 years in the financial services industry
Current & Past Employments
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Current Firm
SMITH MOORE & CO. | THE SEVENS ADVISORY GROUP | SMITH, MOORE & CO.
Contact Information
Main Address
7777 Bonhomme Ave., Suite 2400 Suite 2400, Clayton, MO 63105Mailing Address
7777 Bonhomme Ave., Suite 2400, Clayton, MO 63105Phone Number
(314) 727-5225Established
Missouri since 12/23/1981Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
65SEC notice filing (36 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTSCH, STEWART JAMES JR | PRESIDENT, CHIEF EXECTIVE OFFICER, DIRECTOR | 2537447 |
| SCHULTE, TIMOTHY EUGENE | CHAIRMAN OF THE BOARD, DIRECTOR | 1869986 |
| RHYNER, RANDALL PAUL | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2443274 |
| SCHMIDT, KENT CHARLES | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2153325 |
| BRAGG, MATTHEW EDWARD | EXECUTIVE VICE PRESIDENT, SECRETARY, DIRECTOR | 2279799 |
| BRODY, AMY LYNN | CHIEF FINANCIAL OFFICER, FINOP | 6486826 |
| KRAFT, BARBARA ANN | CHIEF OPERATING OFFICER | 1225082 |
| MORAN, DANIEL PATRICK | CHIEF TECHNOLOGY OFFICER | 2685632 |
| PERRYMAN, JARET DALIN | CHIEF COMPLIANCE OFFICER | 3034594 |
Regulatory Assets Under Management
Total Number of Accounts
5,865AUM (Assets Under Management)
$2,371,739,897Disclosures
Regulatory Event
7Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SMITH MOORE & CO. | THE SEVENS ADVISORY GROUP | SMITH, MOORE & CO.
State Registrations and Notice Filings
(6/26/2002)
(4/14/2026)
(12/3/1998)
(10/18/2001)
(8/16/2019)
(5/19/2026)
(12/3/1998)
(3/4/2003)
(6/18/2002)
(7/13/2005)
(11/20/2006)
(6/9/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Feb 2005About the Series 87 examPC — AMEX Put and Call Exam
Passed May 1977Series 000 — General Securities Principal Examination
Passed Feb 1972Series 1 — Registered Representative Examination
Passed Feb 1972Series 12 — NYSE Branch Manager Examination
Passed Mar 1979SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeanine Clare Heller's CRS (Customer Relationship Summary).
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