JH
Jeanine C. Heller
SMITH, MOORE & CO.
Clayton, MO 63105
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CRD#: 373550
JH
Professional summary
Jeanine Clare Heller, who also goes by Jean Heller, Jeanie Heller, Jeanine Clare Reime, is a registered financial professional currently at SMITH, MOORE & CO. located in Clayton, Missouri.
Jeanine is registered as a RR (Registered Representative) and started their career in finance in 1972. Jeanine has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 87, Series 16, PC, Series 000, Series 1, Series 4, Series 12 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jean Heller | Jeanie Heller | Jeanine Clare Reime
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeanine Clare Heller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 1998 - Present
SMITH, MOORE & CO.
Office #1: 7777 Bonhomme Ave. Suite 2400, Clayton, MO 63105RIA
BD
CRD#: 3441
Clayton, MO
Past
March 19, 1992 - December 11, 1998
HUNTLEIGH SECURITIES CORPORATION
BD
CRD#: 7456
ST. LOUIS, MO
Past
May 26, 1987 - May 9, 1990
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
ST. LOUIS, MO
Past
September 19, 1983 - June 4, 1987
JSC SECURITIES, INC.
BD
CRD#: 475
Past
February 19, 1972 - September 23, 1983
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SMITH, MOORE & CO.
SMITH MOORE & CO. | THE SEVENS ADVISORY GROUP | SMITH, MOORE & CO.
CRD#: 3441 / SEC#: 801-68175, 8-27480
RIA
Registered Investment Advisory firm - SEC (8/8/2007 Approved)Mississippi
Registered Investment Advisory firm - SEC (5/1/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/26/2002)
RR
Illinois(12/3/1998)
RR
Indiana(10/18/2001)
RR
Iowa(8/16/2019)
RR
Missouri(12/3/1998)
RR
New Jersey(3/4/2003)
RR
New York(6/18/2002)
RR
North Carolina(7/13/2005)
RR
Ohio(11/20/2006)
RR
Texas(6/9/2014)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 5/1/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 000
Date: 2/19/1972
General Securities Principal ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 2/17/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 3/10/1979
NYSE Branch Manager ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SMITH, MOORE & CO.
SMITH MOORE & CO. | THE SEVENS ADVISORY GROUP | SMITH, MOORE & CO.
CRD#: 3441 / SEC#: 801-68175, 8-27480
RIA
Registered Investment Advisory firm - SEC (8/8/2007 Approved)Mississippi
Registered Investment Advisory firm - SEC (5/1/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
7777 Bonhomme Ave., Suite 2400 Suite 2400, Clayton, MO 63105
Mailing Address
7777 Bonhomme Ave., Suite 2400, Clayton, MO 63105
Phone number
(314) 727-5225
Established
Missouri since 12/23/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
65
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTSCH, STEWART JAMES JR | PRESIDENT, CHIEF EXECTIVE OFFICER, DIRECTOR | 2537447 |
| SCHULTE, TIMOTHY EUGENE | CHAIRMAN OF THE BOARD, DIRECTOR | 1869986 |
| RHYNER, RANDALL PAUL | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2443274 |
| SCHMIDT, KENT CHARLES | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2153325 |
| BRAGG, MATTHEW EDWARD | EXECUTIVE VICE PRESIDENT, SECRETARY, DIRECTOR | 2279799 |
| BRODY, AMY LYNN | CHIEF FINANCIAL OFFICER, FINOP | 6486826 |
| KRAFT, BARBARA ANN | CHIEF OPERATING OFFICER | 1225082 |
| MORAN, DANIEL PATRICK | CHIEF TECHNOLOGY OFFICER | 2685632 |
| PERRYMAN, JARET DALIN | CHIEF COMPLIANCE OFFICER | 3034594 |
Regulatory assets under management
| Total Number of Accounts | 5,353 |
| AUM (Assets Under Management) | $ 2,008,286,156 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SMITH, MOORE & CO.
CRD#: 3441Clayton, MO 63105TRUST BUT VERIFY
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