Richard H. Reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Harrison Reilly, who also goes by Rich Reilly, Richard H Reilly, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1969. Richard had worked at 7 firms and has passed the Series 66, Series 65, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2006 - November 16, 2016
WILLIAMS WEALTH MANAGEMENT, INC.
July 10, 2003 - December 31, 2015
1ST GLOBAL ADVISORS INC
January 8, 2002 - December 31, 2015
1ST GLOBAL CAPITAL CORP.
April 2, 2001 - January 8, 2002
ASSOCIATED SECURITIES CORP.
July 1, 1996 - March 1, 2001
PRUCO SECURITIES, LLC.
September 12, 1995 - May 31, 1996
MML INVESTORS SERVICES, LLC
February 16, 1982 - September 1, 1995
PRUCO SECURITIES, LLC.
February 13, 1969 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/7/1968
Registered Representative ExaminationCurrent Firm
WILLIAMS WEALTH MANAGEMENT, INC.
CRD#: 133335 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 71,856,965 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
