Raymond E. Reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Edward Reilly was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1971. Raymond had worked at 7 firms and has passed the Series 7, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 1999 - June 16, 2005
PENSON FINANCIAL SERVICES, INC.
January 7, 1994 - August 18, 1997
NATIONAL CLEARING CORP.
June 1, 1993 - December 31, 1993
REYNOLDS KENDRICK STRATTON, INC.
August 22, 1989 - November 7, 1991
WEDBUSH SECURITIES INC.
March 6, 1980 - August 17, 1990
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
January 29, 1979 - February 18, 1980
BECKER PARIBAS INCORPORATED
July 28, 1971 - August 5, 1973
A G BECKER & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 7/26/1971
General Securities Principal ExaminationCurrent Firm
PENSON FINANCIAL SERVICES, INC.
CRD#: 25866 / SEC#: , 8-42095
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Arbitration | 10 |
Red Flags
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