BR
Brian M. Reilly
BENJAMIN F. EDWARDS & COMPANY
FORT MYERS, FL
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CRD#: 373425
BR
Professional summary
Brian Michael Reilly is a registered financial advisor currently at BENJAMIN F. EDWARDS & COMPANY, INC. located in Fort Myers, Florida.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Brian has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 000 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRUSTEE FOR DECEASED FATHER IN LAW, INVESTMENT RELATED, START JANURARY 2009, SPEND TWO HOURS PER MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Michael Reilly's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Michael Reilly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2013 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #3: 11621 Catalpa Lane, Woodstock, IL 60098RIA
BD
CRD#: 146936
FORT MYERS, FL
Current
September 27, 2013 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #2: 11621 Catalpa Lane, Woodstock, IL 60098RIA
BD
CRD#: 146936
Woodstock, IL
Past
January 1, 2008 - September 30, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WOODSTOCK, IL
Past
January 1, 2008 - September 30, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WOODSTOCK, IL
Past
February 1, 2001 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
WOODSTOCK, IL
Past
May 9, 1989 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
WOODSTOCK, IL
Past
September 16, 1980 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Past
January 31, 1980 - October 12, 1980
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
November 14, 1972 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
BD
CRD#: 6361
Past
February 24, 1972 - November 14, 1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
BD
CRD#: 243
Past
August 10, 1971 - March 22, 1972
DOMIK CORP.
BD
CRD#: 223
Past
January 22, 1970 - September 10, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BD
CRD#: 572
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS | MSHB, LLC | MSHB | BENJAMIN F. EDWARDS & COMPANY, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INC. | BENJAMIN F. EDWARDS & COMPANY
CRD#: 146936 / SEC#: 801-71421, 8-68023
RIA
Registered Investment Advisory firm - SEC (5/6/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/27/2013)
RR
California(9/27/2013)
RR
Colorado(9/27/2013)
RR
Connecticut(9/27/2013)
RR
Florida(9/27/2013)
IAR
Florida(11/21/2013)
RR
Georgia(3/14/2024)
RR
Illinois(9/27/2013)
IAR
Illinois(11/20/2013)
RR
Indiana(10/8/2013)
RR
Iowa(9/27/2013)
RR
Maryland(9/27/2013)
RR
Massachusetts(7/25/2025)
RR
Michigan(9/27/2013)
RR
Minnesota(9/27/2013)
RR
Missouri(8/14/2023)
RR
Nevada(11/18/2025)
RR
New Jersey(9/27/2013)
RR
New Mexico(9/27/2013)
RR
New York(9/27/2013)
RR
North Carolina(3/31/2020)
RR
Ohio(11/21/2022)
RR
Oregon(5/12/2015)
RR
Pennsylvania(7/1/2025)
RR
South Carolina(9/27/2013)
RR
Texas(9/27/2013)
IAR
Texas(9/27/2013)
RR
Washington(10/4/2013)
RR
Wisconsin(9/27/2013)
IAR
Wisconsin(9/27/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 9/1/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 000
Date: 1/20/1970
General Securities Principal ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 1/20/1970
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
BF
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS | MSHB, LLC | MSHB | BENJAMIN F. EDWARDS & COMPANY, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INC. | BENJAMIN F. EDWARDS & COMPANY
CRD#: 146936 / SEC#: 801-71421, 8-68023
RIA
Registered Investment Advisory firm - SEC (5/6/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
One North Brentwood Blvd, Suite 850 Suite 850, St. Louis, MO 63105
Mailing Address
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105
Phone number
(314) 726-1600
Established
Missouri since 08/19/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
736
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENJAMIN EDWARDS, INC. | OWNER | |
| BAUMANN, NEAL JAMES | DIRECTOR/REGIONAL DIRECTOR | 1480636 |
| BRANDSTADT, TODD HEINRICH | DIRECTOR/DIRECTOR OF BRANCHES | 2631699 |
| DELINIERE, ROLAND HAROLD | DIRECTOR/REGIONAL DIRECTOR | 1038322 |
| EDWARDS, BENJAMIN FRANKLIN | DIRECTOR/ASSISTANT DIRECTOR OF BRANCHES | 6670972 |
| EDWARDS, BENJAMIN FRANKLIN IV | CHAIRMAN/CHIEF EXECUTIVE OFFICER, PRESIDENT | 1061490 |
| FELLOWS, MARK PATTERSON | DIRECTOR/REGIONAL DIRECTOR | 1600661 |
| HANSON, DAVID WILLIAM | DIRECTOR | 715793 |
| KELLER, CHRISTOPHER M | DIRECTOR/DIRECTOR OF OPERATIONS, TECHNOLOGY & ANALYTICS | 4346617 |
| MARTIN, THOMAS HAYDEN JR | DIRECTOR/CHIEF FINANCIAL OFFICER | 1459719 |
| MUCKLER, MATTHEW PAUL | CHIEF COMPLIANCE OFFICER, ADVISORY | 4762147 |
| RUBENSTEIN, DOUGLAS DAVID | DIRECTOR/COO AND DIRECTOR OF CAPITAL MARKETS | 1138380 |
| SALAMON, MATTHEW R | DIRECTOR/CORPORATE SECRETARY & DIRECTOR OF LAW & LEGAL SERVICES, CHIEF COUNSEL | 1858581 |
| STEVENS, KATELYN CLARE | CHIEF COMPLIANCE OFFICER, BROKERAGE | 5752247 |
| WELKER, JOANNE MARIE | DIRECTOR/MANAGER ADVISORY SERVICES | 2300075 |
| WHITING, CHRISTOPHER MARK | DIRECTOR OF FINANCIAL STRATEGIES GROUP | 2242513 |
| WISDOM, BILLY JOE | DIRECTOR/DIRECTOR OF REGULATORY & OVERSIGHT SERVICES | 1810908 |
Regulatory assets under management
| Total Number of Accounts | 49,475 |
| AUM (Assets Under Management) | $ 15,656,482,908 |
Disclosures
| Regulatory Event | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/20/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
