William J. Reik, Jr.

REIK & CO.

New York, NY

Some features on this profile are disabled

CRD#: 373399

Professional summary

William James Reik, Jr., who also goes by William James Reik Jr, is a registered financial advisor currently at REIK & CO., LLC located in New York, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. William has worked at 3 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William James Reik Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Reik, Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2021 - Present

REIK & CO., LLC

RIA

CRD#: 142414

New York, NY

Past

July 12, 1974 - March 6, 1991

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

Past

May 1, 1973 - August 18, 1974

LEHMAN BROTHERS INCORPORATED

CRD#: 514

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REIK & CO., LLC

CRD#: 142414 / SEC#: 801-67284

RIA

Registered Investment Advisory firm - (11/21/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 8/16/1968

Registered Representative Examination

Current Firm

REIK & CO., LLC

CRD#: 142414 / SEC#: 801-67284

RIA

Registered Investment Advisory firm - (11/21/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

New York, NY

Mailing Address

Phone number

(212) 262-4441

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REIK & CO., LLC FIRM BROCHURE (PART 2A OF FORM ADV) (3/13/2025)

Regulatory assets under management

Total Number of Accounts	111
AUM (Assets Under Management)	$ 382,903,802

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/02/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William J. Reik, Jr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Reik, Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

REIK & CO., LLC

UBS ASSET MANAGEMENT (US) INC.

LEHMAN BROTHERS INCORPORATED

Primary Firm SEC Registration

REIK & CO., LLC

State Registrations and Notice Filings

Exams

Series 1

Date: 8/16/1968

Current Firm

REIK & CO., LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

REIK & CO., LLC

TRUST BUT VERIFY

Similar Advisors