Omar L. Buttari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Omar Luis Buttari SR, who also goes by Omar Luis Buttari, was a registered financial professional .
Omar is a previously registered financial professional and started their career in finance in 1973. Omar had worked at 37 firms and has passed the Series 63, Series 1, Series 40 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1998 - September 7, 1999
D H BRUSH & ASSOCIATES, INC.
July 18, 1997 - October 24, 1997
LOP CAPITAL MARKETS, INC.
August 2, 1996 - May 6, 1997
SUNCOAST CAPITAL GROUP, LTD.
June 4, 1996 - June 24, 1996
GUGGENHEIM INVESTOR SERVICES, LLC
April 12, 1995 - December 5, 1995
MISCHLER FINANCIAL GROUP, INC.
January 29, 1995 - August 1, 1995
THE SEIDLER COMPANIES INCORPORATED
September 21, 1993 - January 9, 1995
GREAT PACIFIC SECURITIES
April 22, 1993 - August 25, 1993
PRUDENTIAL EQUITY GROUP, LLC
September 17, 1992 - March 4, 1993
INTESA SANPAOLO IMI SECURITIES CORP.
January 28, 1991 - August 25, 1992
LIBERTY CAPITAL MARKETS, INC.
November 27, 1990 - January 18, 1991
BRADESCO INVESTMENTS INC.
May 22, 1990 - July 16, 1990
CLARK MELVIN SECURITIES CORPORATION
April 23, 1990 - May 17, 1990
INVESTACORP, INC.
February 9, 1989 - June 11, 1990
LORD WILLIAMS & BUTTARI INCORPORATED
May 19, 1988 - January 9, 1989
LEHWALD, OROSEY & PEPE INCORPORATED
January 4, 1988 - May 5, 1988
FIRST STATE INVESTMENTS, INC.
June 26, 1987 - December 31, 1987
FIRST INVESTMENT SECURITIES, INC.
May 1, 1987 - July 25, 1987
GOVERNMENT SECURITIES DEALERS
June 3, 1986 - December 10, 1986
MCG PORTFOLIO MANAGEMENT CORP.
June 29, 1985 - January 16, 1986
TMA GOVERNMENT SECURITIES, LTD.
September 27, 1984 - April 29, 1985
KIDDER, PEABODY & CO. INCORPORATED
December 15, 1983 - August 30, 1984
UNITED CAPITAL CORPORATION
October 13, 1983 - November 25, 1983
COLLINS SECURITIES CORPORATION
July 19, 1983 - September 13, 1983
UNITED CAPITAL CORPORATION
February 28, 1983 - June 23, 1983
RAYMOND JAMES & ASSOCIATES, INC.
February 26, 1982 - August 10, 1982
MARSHALL AND MEYER BROKERAGE SERVICES, INC.
December 22, 1978 - February 17, 1982
MARCUS, STOWELL & BEYE, INC.
August 4, 1978 - December 21, 1978
LEGEL, BRASWELL SECURITIES CORP.
February 22, 1978 - September 4, 1978
TRANSAMERICAN SECURITIES, INC.
November 10, 1977 - March 26, 1984
UMIC, INC.
August 30, 1977 - November 19, 1980
R. G. WILSON SECURITIES, INC.
July 12, 1977 - September 3, 1977
JSC SECURITIES, INC.
March 10, 1977 - May 8, 1977
WINTERS & COMPANY, INC.
February 18, 1976 - February 14, 1977
MARCUS, STOWELL & BEYE, INC.
December 1, 1975 - January 30, 1976
E. F. HUTTON & COMPANY INC
June 24, 1975 - November 17, 1975
DREXEL BURNHAM LAMBERT INCORPORATED
January 7, 1975 - July 25, 1975
REYNOLDS SECURITIES, INC.
November 25, 1974 - February 10, 1975
SHEARSON HAYDEN STONE INC.
September 7, 1973 - December 18, 1974
HIBBARD & O'CONNOR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/25/1973
Registered Representative ExaminationSeries 40
Date: 2/7/1976
Registered Principal ExaminationF04
Date: 1/28/1976
Financial Principal ExaminationCurrent Firm
D H BRUSH & ASSOCIATES, INC.
CRD#: 3667 / SEC#: , 8-13727
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
