AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
OB

Omar Luis Buttari Sr

CRD# 37337·Registered 1973 - 1999
Previously Registered: Being a previously registered professional could mean that Omar is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Omar Luis Buttari SR, who also goes by Omar Luis Buttari, was a registered financial advisor. Omar was a previously registered financial professional and started their career in finance 1973 - 1999. Omar had worked at 37 firms and has passed the Series 63, Series 1, Series 40 and F04 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Omar Luis Buttari

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

53 years in the financial services industry

Current & Past Employments

D H BRUSH & ASSOCIATES, INC.·CRD# 3667
BD
Chicago, IL
September 15, 1998 - September 7, 1999
LOP CAPITAL MARKETS, INC.·CRD# 29726
BD
Boca Raton, FL
July 18, 1997 - October 24, 1997
SUNCOAST CAPITAL GROUP, LTD.·CRD# 31214
BD
Ft. Lauderdale, FL
August 2, 1996 - May 6, 1997
GUGGENHEIM INVESTOR SERVICES, LLC·CRD# 30096
BD
New York, NY
June 4, 1996 - June 24, 1996
MISCHLER FINANCIAL GROUP, INC.·CRD# 37818
BD
Irvine, CA
April 12, 1995 - December 5, 1995
THE SEIDLER COMPANIES INCORPORATED·CRD# 3911
BD
Los Angeles, CA
January 29, 1995 - August 1, 1995
GREAT PACIFIC SECURITIES·CRD# 29251
BD
Costa Mesa, CA
September 21, 1993 - January 9, 1995
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
April 22, 1993 - August 25, 1993
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
September 17, 1992 - March 4, 1993
LIBERTY CAPITAL MARKETS, INC.·CRD# 16534
BD
January 28, 1991 - August 25, 1992
BRADESCO INVESTMENTS INC.·CRD# 19453
BD
Coral Gables, FL
November 27, 1990 - January 18, 1991
CLARK MELVIN SECURITIES CORPORATION·CRD# 1462
BD
Hato Rey, PR
May 22, 1990 - July 16, 1990
INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
April 23, 1990 - May 17, 1990
LORD WILLIAMS & BUTTARI INCORPORATED·CRD# 16399
BD
February 9, 1989 - June 11, 1990
LEHWALD, OROSEY & PEPE INCORPORATED·CRD# 16677
BD
May 19, 1988 - January 9, 1989
FIRST STATE INVESTMENTS, INC.·CRD# 16693
BD
January 4, 1988 - May 5, 1988
FIRST INVESTMENT SECURITIES, INC.·CRD# 13459
BD
June 26, 1987 - December 31, 1987
GOVERNMENT SECURITIES DEALERS·CRD# 18054
BD
May 1, 1987 - July 25, 1987
MCG PORTFOLIO MANAGEMENT CORP.·CRD# 7070
BD
June 3, 1986 - December 10, 1986
TMA GOVERNMENT SECURITIES, LTD.·CRD# 15196
BD
June 29, 1985 - January 16, 1986
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
September 27, 1984 - April 29, 1985
UNITED CAPITAL CORPORATION·CRD# 8268
BD
December 15, 1983 - August 30, 1984
COLLINS SECURITIES CORPORATION·CRD# 14203
BD
October 13, 1983 - November 25, 1983
UNITED CAPITAL CORPORATION·CRD# 8268
BD
July 19, 1983 - September 13, 1983
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
February 28, 1983 - June 23, 1983
MARSHALL AND MEYER BROKERAGE SERVICES, INC.·CRD# 7254
BD
February 26, 1982 - August 10, 1982
MARCUS, STOWELL & BEYE, INC.·CRD# 7038
BD
December 22, 1978 - February 17, 1982
LEGEL, BRASWELL SECURITIES CORP.·CRD# 7082
BD
August 4, 1978 - December 21, 1978
TRANSAMERICAN SECURITIES, INC.·CRD# 7494
BD
February 22, 1978 - September 4, 1978
UMIC, INC.·CRD# 5974
BD
November 10, 1977 - March 26, 1984
R. G. WILSON SECURITIES, INC.·CRD# 5325
BD
August 30, 1977 - November 19, 1980
JSC SECURITIES, INC.·CRD# 475
BD
July 12, 1977 - September 3, 1977
WINTERS & COMPANY, INC.·CRD# 6944
BD
March 10, 1977 - May 8, 1977
MARCUS, STOWELL & BEYE, INC.·CRD# 7038
BD
February 18, 1976 - February 14, 1977
E. F. HUTTON & COMPANY INC·CRD# 235
BD
December 1, 1975 - January 30, 1976
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
June 24, 1975 - November 17, 1975
REYNOLDS SECURITIES, INC.·CRD# 712
BD
January 7, 1975 - July 25, 1975
SHEARSON HAYDEN STONE INC.·CRD# 6774
BD
November 25, 1974 - February 10, 1975
HIBBARD & O'CONNOR SECURITIES, INC.·CRD# 6420
BD
September 7, 1973 - December 18, 1974

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

DH
D H BRUSH & ASSOCIATES, INC.

D H BRUSH & ASSOCIATES, INC. | VARIABLE ANNUITY LIFE INSURANCE AGENCIES, INC.

CRD#: 3667 / SEC#: 8-13727
BD
Terminated by SEC on 08/25/2001

Contact Information

Established

Illinois since 03/07/1961

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DHB HOLDINGS, INC.OWNER—
BRUSH, DANL HARMONCHAIRMAN33783
KOWALSKI, KEVIN JAMESPRESIDENT & CEO728382
MCBRIDE, ROBERT EDWINCORPORATE SECRETARY1195514

Disclosures

Regulatory Event

5

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1983About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Aug 1973

Series 40 — Registered Principal Examination

Passed Feb 1976

F04 — Financial Principal Examination

Passed Jan 1976

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
OB
Follow Omar
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required