Timothy D. Reeves

TIM REEVES & ASSOCIATES

MIDLOTHIAN, IL

Some features on this profile are disabled

CRD#: 372909

Professional summary

Timothy David Reeves is a registered financial advisor currently at TIM REEVES & ASSOCIATES located in Midlothian, Illinois and FORTUNE FINANCIAL SERVICES, INC. located in Midlothian, Illinois.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Timothy has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 07/21/2010- REGISTERED INVESTMENT ADVISOR, (FP) I DO FINANCIAL PLANS FOR HOURLY AND/OR FIXED FEES, 70% 2. 12/20/2010 - NON-VARIABLE INSURANCE DBA, TIM REEVES AND ASSOCIATES, 100% OF TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy David Reeves's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 1998 - Present

TIM REEVES & ASSOCIATES

RIA

CRD#: 123605

MIDLOTHIAN, IL

Current

March 17, 2015 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Midlothian, IL

Past

September 8, 2009 - March 30, 2015

LPL FINANCIAL LLC

CRD#: 6413

MIDLOTHIAN, IL

Past

October 21, 1986 - April 27, 1989

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Past

January 28, 1983 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

MIDLOTHIAN, IL

Past

May 14, 1980 - January 5, 1983

G. W. COURTNEY, INC.

CRD#: 7769

Past

March 2, 1973 - December 31, 1978

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

March 2, 1973 - December 31, 1978

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

March 2, 1973 - December 31, 1978

IDS LIFE INSURANCE COMPANY

CRD#: 6321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/17/2015)

Georgia
(7/14/2020)

IAR

Illinois
(5/24/1998)

Illinois
(4/7/2015)

Indiana
(3/17/2015)

Iowa
(1/5/2021)

Ohio
(1/5/2022)

Virginia
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 2/26/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/16/1984

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TIM REEVES & ASSOCIATES

REEVES,TIMOTHY DAVID | TIM REEVES & ASSOCIATES

CRD#: 123605 / SEC#:

Illinois

Registered Investment Advisory firm - (5/24/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Midlothian, IL

Mailing Address

Phone number

(708) 597-5055

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy D. Reeves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy David Reeves's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

INVESTORS BROKERAGE SERVICES, INC.

MUTUAL SERVICE CORPORATION

G. W. COURTNEY, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/1984

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 2/26/1973

Series 24

Date: 11/16/1984

FINRA

Current Firm

TIM REEVES & ASSOCIATES

Contact information

Documents

Red Flags

Company Information

TIM REEVES & ASSOCIATES

TRUST BUT VERIFY

Similar Advisors