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Derrell Gene Reeves

CRD# 372851·Registered 1972 - 2013
Previously Registered: Being a previously registered professional could mean that Derrell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Derrell Gene Reeves was a registered financial advisor. Derrell was a previously registered financial professional and started their career in finance 1972 - 2013. Derrell had worked at 5 firms and has passed the Series 63, Series 000, Series 1, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
Park City, UT
April 11, 2012 - June 25, 2013
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Park City, UT
August 30, 1993 - April 11, 2012
COVEY & CO., INC.·CRD# 4110
BD
Salt Lake City, UT
July 15, 1980 - August 19, 1993
MORGAN STANLEY DW INC.·CRD# 7556
BD
August 22, 1978 - August 9, 1980
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
June 1, 1972 - August 10, 1978

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Current Firm

JC
JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, INC. | POINTE CAPITAL, LLC | POINTE CAPITAL, L.L.C. | POINTE CAPITAL, INC. | POINTE CAPITAL SECURITIES, L.L.C. | JHS CAPITAL ADVISORS, LLC

CRD#: 112097 / SEC#: 801-71238, 8-53232
BD
Terminated by SEC on 10/23/2015

Contact Information

Established

Florida since 11/30/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

JHS CAPITAL PART 2A (3/23/2015)

Direct owners and executive officers

NamePositionCRD#
JHS CAPITAL HOLDINGS, LLCOWNER—
BENDERT, SCOTT JAMESCHIEF EXECUTIVE OFFICER5602806
CARTER, ANA ROUMENOVACFO/FINOP4424794
DUIS, DEBORA JEANNEDIRECTOR OF BRANCH SUPERVISION AND TRAINING2390411
TURNER, WILLIAM RINTERIM CHIEF COMPLIANCE OFFICER859497

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1984About the Series 63 exam

Series 000 — General Securities Principal Examination

Passed May 1972

Series 1 — Registered Representative Examination

Passed May 1972

Series 24 — General Securities Principal Examination

Passed May 1996About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1984About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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