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Alfred Pierrepont Reeves Iii

CRD# 372836·Registered 1971 - 2011
Barred: Alfred Pierrepont Reeves III was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Alfred Pierrepont Reeves III, who also goes by Alfred P Reeves, Alfred Pierrepont Reeves, was a registered financial advisor. Alfred was a previously registered financial professional and started their career in finance 1971 - 2011. Alfred had worked at 27 firms and has passed the Series 63, Series 55, Series 14, Series 4, F04 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alfred P Reeves, Alfred Pierrepont Reeves

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

CONVERGENT SECURITIES, LLC·CRD# 151959
BD
Miami, FL
March 1, 2011 - December 19, 2011
HWJ CAPITAL PARTNERS II, LLC·CRD# 132135
BD
Boca Raton, FL
January 5, 2011 - August 30, 2011
EUROPA SECURITIES, LLC·CRD# 28493
BD
Denver, CO
May 13, 2008 - February 2, 2011
MISSION SECURITIES CORPORATION·CRD# 41779
BD
San Diego, CA
June 29, 2007 - October 12, 2007
STG SECURE TRADING GROUP, INC.·CRD# 41216
BD
Boca Raton, FL
October 13, 2005 - February 1, 2006
IGS SECURITIES, INC.·CRD# 129586
BD
Fort Lauderdale, FL
July 19, 2005 - September 14, 2005
DELTA ASSET MANAGEMENT COMPANY, LLC·CRD# 39923
BD
Mineola, NY
February 6, 2004 - August 9, 2004
ARJENT LTD.·CRD# 35909
BD
New York, NY
February 7, 2002 - March 7, 2002
EMERSON BENNETT & ASSOCIATES·CRD# 36171
BD
Ft. Lauderdale, FL
May 9, 2001 - November 1, 2001
AFFILIATED FUNDING CORP.·CRD# 104256
BD
Denver, CO
April 24, 2001 - December 8, 2010
FARRAND INVESTMENT BANKERS·CRD# 105785
BD
Montville, NJ
April 6, 2001 - January 19, 2007
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
January 10, 2001 - June 1, 2001
PREFERRED SECURITIES GROUP, INC.·CRD# 35704
BD
Boca Raton, FL
July 13, 1998 - November 30, 2000
EQUITYLINE SECURITIES, INC.·CRD# 14853
BD
September 8, 1997 - June 4, 1998
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
April 26, 1996 - February 25, 1998
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
August 28, 1991 - March 13, 1996
TEXAS SECURITIES, INC.·CRD# 7655
BD
Ft. Worth, TX
November 23, 1990 - February 27, 1991
HASAN GROWNEY CO. INC.·CRD# 17137
BD
March 13, 1990 - March 24, 1992
J F LOWE & COMPANY INCORPORATED·CRD# 11830
BD
March 2, 1989 - December 5, 1989
TURCAN FINANCIAL GROUP, INC.·CRD# 18037
BD
September 19, 1988 - November 2, 1988
CONTINENTAL EQUITIES CORPORATION OF AMERICA·CRD# 16383
BD
August 2, 1985 - July 5, 1988
TNE INVESTMENT SERVICES CORPORATION·CRD# 14560
BD
September 4, 1984 - August 12, 1985
NEW ENGLAND SECURITIES·CRD# 615
BD
June 24, 1983 - July 31, 1985
PENDRICK REEVES ASSOCIATES, INC.·CRD# 7623
BD
June 6, 1978 - October 3, 1983
JOHN R MAHER ASSOCIATES, INC.·CRD# 2629
BD
September 3, 1974 - May 2, 1980
MARSHALL MURRAY & CO INC·CRD# 1000006
BD
July 3, 1972 - April 23, 1973
KENNETH BOVE & CO., INC.·CRD# 1280
BD
September 1, 1971 - August 2, 1972

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Current Firm

CS
CONVERGENT SECURITIES, LLC

CONVERGENT CAPITAL GROUP | CONVERGENT SECURITIES, LLC | CONVERGENT CAPITAL GROUP (FICTITIOUS NAME)

CRD#: 151959 / SEC#: 8-68447
BD
Terminated by SEC on 04/22/2014

Contact Information

Established

Georgia since 10/02/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
STEGAWSKI IRA, LLCMEMBER—
STEGAWSKI, CONRAD MICHAELOPTION HOLDER5749451
STEGAWSKI, MICHAEL ANDREWCHIEF COMPLIANCE OFFICER4770265
STEGAWSKI, MICHAEL ANDREWCHIEF EXECUTIVE OFFICER4770265
STEGAWSKI, MICHAEL ANDREWCHIEF FINANCIAL OFFICER4770265

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1984About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 1998

Series 14 — Compliance Officer Examination

Passed Nov 2008About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1984About the Series 4 exam

F04 — Financial Principal Examination

Passed Dec 1974

Series 00 — General Securities Principal Examination

Passed Apr 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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