Clark L. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clark Lewis Reed JR was a registered financial professional .
Clark is a previously registered financial professional and started their career in finance in 1968. Clark had worked at 7 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 27, 1985 - October 20, 1988
CB&T DISCOUNT BROKERAGE
October 12, 1983 - December 14, 1993
SYNOVUS SECURITIES, INC.
March 3, 1978 - October 8, 1983
J.P. MORGAN SECURITIES LLC
January 20, 1978 - March 13, 1978
LOEB PARTNERS
January 4, 1977 - January 20, 1978
LOEB RHOADES & CO. INC.
April 12, 1976 - January 4, 1977
LOEB, RHOADES & CO. INC.
September 25, 1968 - April 18, 1976
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/18/1968
Registered Representative ExaminationSeries 00
Date: 11/15/1972
General Securities Principal ExaminationCurrent Firm
CB&T DISCOUNT BROKERAGE
CRD#: 17035 / SEC#: , 8-34907
Contact information
Documents
Red Flags
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