Robert J. Redpath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Redpath was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1964. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, PC, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2015 - December 9, 2015
CAPITAL FIDUCIARY ADVISORS, LLC
October 1, 1999 - January 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 18, 1997 - January 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
March 20, 1997 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
October 10, 1983 - March 28, 1997
TUCKER ANTHONY INCORPORATED
December 15, 1978 - October 7, 1983
JULIA M. WALSH & SONS, INCORPORATED
September 26, 1978 - January 4, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 1975 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
April 12, 1971 - May 4, 1974
DONATELLI RUCOLPH & SCHOEN INC
September 21, 1964 - November 17, 1971
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 1/15/1964
Registered Representative ExaminationSeries 00
Date: 8/11/1971
General Securities Principal ExaminationCurrent Firm
CAPITAL FIDUCIARY ADVISORS, LLC
CRD#: 153075 / SEC#: 801-72594
Contact information
Red Flags
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