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Robert Joseph Redpath

CRD# 372395·Registered 1964 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Joseph Redpath was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1964 - 2015. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, PC, Series 1 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

62 years registered in the securities industry

Current & Past Employments

Past

CAPITAL FIDUCIARY ADVISORS, LLCPast·CRD# 153075
RIA
Bethesda, MD
January 30, 2015 - December 9, 2015
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Bethesda, MD
October 1, 1999 - January 26, 2015
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Bethesda, MD
June 18, 1997 - January 26, 2015
FIRST UNION CAPITAL MARKETS CORP.Past·CRD# 6124
BD
Charlotte, NC
March 20, 1997 - October 1, 1999
TUCKER ANTHONY INCORPORATEDPast·CRD# 837
BD
Boston, MA
October 10, 1983 - March 28, 1997
JULIA M. WALSH & SONS, INCORPORATEDPast·CRD# 7408
BD
December 15, 1978 - October 7, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
September 26, 1978 - January 4, 1979
WHITE, WELD & CO. INCORPORATEDPast·CRD# 6802
BD
July 1, 1975 - September 26, 1978
DONATELLI RUCOLPH & SCHOEN INCPast·CRD# 1000004
BD
April 12, 1971 - May 4, 1974
FERRIS, BAKER WATTS, LLCPast·CRD# 285
BD
September 21, 1964 - November 17, 1971

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Current Firm

CF
CAPITAL FIDUCIARY ADVISORS, LLC

ACCESS CAPITAL MANAGEMENT | CAPITAL FIDUCIARY ADVISORS, LLC | ACCESS CAPITAL MANAGEMENT LLC

CRD#: 153075 / SEC#: 801-72594

Contact Information

Main Address

1800 Robert Fulton Drive Suite 110, Reston, VA 20191

Documents

Latest Form ADV

Part 2 Brochures

CAPITAL FIDUCIARY ADVISORS - FORM ADV PART 2A (4/30/2019)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

PC — AMEX Put and Call Exam

Passed Sep 1977

Series 1 — Registered Representative Examination

Passed Jan 1964

Series 00 — General Securities Principal Examination

Passed Aug 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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