Robert E. Reddinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Reddinger, who also goes by Reddy Reddinger, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1971. Robert had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 5, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2014 - May 19, 2014
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
October 29, 2009 - August 15, 2017
NEWEDGE SECURITIES, LLC
April 15, 1997 - October 28, 2009
COMMONWEALTH SECURITIES AND INVESTMENTS, INC.
June 20, 1984 - March 27, 1997
RRZ PUBLIC MARKETS, INC.
October 15, 1980 - March 26, 1984
PARKER/HUNTER INCORPORATED
November 24, 1975 - November 15, 1980
FIFTH THIRD SECURITIES, INC.
December 22, 1971 - October 23, 1974
MOORE, LEONARD & LYNCH, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 7/15/1982
Interest Rate Options ExaminationSeries 000
Date: 12/31/1971
General Securities Principal ExaminationSeries 1
Date: 12/13/1971
Registered Representative ExaminationCurrent Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
