George E. Rector
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Edward Rector JR was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1969. George had worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 1, Series 24, Series 39 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1984 - November 13, 1989
GARSTEN SECURITIES, INC.
December 15, 1976 - June 24, 1978
INVESTOGENIC SERVICES, INC.
April 27, 1972 - December 6, 1974
WILLIAM BYE CO
June 5, 1969 - June 14, 1972
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/13/1961
Registered Representative ExaminationSeries 00
Date: 5/22/1969
General Securities Principal ExaminationCurrent Firm
GARSTEN SECURITIES, INC.
CRD#: 15017 / SEC#: , 8-31544
Contact information
Documents
Red Flags
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