Edgar C. Rector
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgar Clarke Rector, who also goes by Edgar C Rector, Ted Rector, was a registered financial professional .
Edgar is a previously registered financial professional and started their career in finance in 1970. Edgar had worked at 13 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 1999 - December 31, 2000
INTERFIRST CAPITAL CORPORATION
July 7, 1994 - September 30, 1999
W.J. GALLAGHER & COMPANY, INC.
January 24, 1990 - January 11, 1995
INVESTMENT TECHNOLOGY CORPORATION INTERNATIONAL
April 10, 1989 - December 5, 1989
CETERA WEALTH SERVICES, LLC
August 20, 1985 - April 10, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
June 24, 1982 - August 20, 1985
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
October 29, 1981 - June 28, 1982
SECURITIES WEST, INC.
February 25, 1980 - June 17, 1981
INVESTORS FINANCIAL SERVICES, INC.
February 25, 1980 - August 29, 1984
INVESTORS FINANCIAL SERVICES, INCORPORATED
November 18, 1975 - March 13, 1980
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
December 10, 1974 - December 20, 1975
BENCHMARK SECURITIES, INC. CO.
April 29, 1974 - March 21, 1975
B. J. LERNER & COMPANY, INC.
August 27, 1973 - May 24, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
July 22, 1970 - August 31, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/23/1957
Registered Representative ExaminationCurrent Firm
INTERFIRST CAPITAL CORPORATION
CRD#: 7659 / SEC#: , 8-22805
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MHK INVESTMENT CORPORATION | HOLDING COMPANY | |
| PHILLIPS, BRADFORD ASHLEY | CHAIRMAN, PRESIDENT AND CEO | 1730426 |
| ROGERS, KENNETH WALTER | EXECUTIVE VICE PRESIDENT SALES, DIRECTOR | 500255 |
| ROGERS, PAULA ANDREA | FINANCIAL AND OPERATIONS PRINCIPAL | 2167864 |
| TENNEY, LOUIS RUSSELL | SROP | 1032315 |
| TENNEY, LOUIS RUSSELL | MUNICIPAL BOND PRINCIPAL | 1032315 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
